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Advisor at TRANSCE3ND LLC
BUDA, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRANSCE3ND LLC | Independent wealth | Jul 3, 2022 | n/a | yes | BUDA, TX | Current employment |
| KALOS MANAGEMENT | Former SEC adviser | Jul 7, 2017 | Aug 1, 2022 | no | Kyle, TX|PONTE VEDRA BEACH, FL | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Apr 29, 2016 | Jul 10, 2017 | no | KYLE, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KALOS MANAGEMENT | TRANSCE3ND LLC | Aug 1, 2022 | Jul 3, 2022 | -29 | Firm change | Ibd to RIA |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | KALOS MANAGEMENT | Jul 10, 2017 | Jul 7, 2017 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 133025:317745:FL:2022-08-01 | Aug 1, 2022 | Jul 3, 2022 | PONTE VEDRA BEACH, FL | Firm change |
| 29604:133025:TX:2017-07-10 | Jul 10, 2017 | Jul 7, 2017 | KYLE, TX | Firm change |