DFX Intelligence

E••••• R••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

E••••• R••• P•••••••

Advisor at L•••• A••••• • C•• L••

JERSEY CITY, NJ

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Search this name across graphsid dfx:ria:a88da23f-1c5c-a04d-ec59-f957f341d178

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 7, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• A••••• • C•• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• A••••• • C•• L••	Asset manager	Jul 21, 2025	n/a	yes	JERSEY CITY, NJ	Current employment
V••••• W••••• M•••••••• I•••	Independent wealth	Jul 27, 2023	Jul 3, 2025	no	PARAMUS, NJ\|New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• W••••• M•••••••• I•••	L•••• A••••• • C•• L••	Jul 3, 2025	Jul 21, 2025	18	Firm change	Other
V••••• F•••••••• M••••••••• I•••	V••••• W••••• M•••••••• I•••	Jul 26, 2023	Jul 27, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
105387:108879:NY:2023-07-26	Jul 26, 2023	Jul 27, 2023	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ L•••• A••••• • C•• L••Registered adviserregistration: current employment
Jul 21, 2025 to presentfactForm ADV
→ V••••• W••••• M•••••••• I•••Registered adviserregistration: previous registration
Jul 27, 2023 to Jul 3, 2025factForm ADV
→ V••••• F•••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 7, 2023 to Jul 26, 2023factForm ADV

Dated events

Occurred
Jul 3, 2025
Advisor changed firm
E••••• R••• P••••••• left V••••• W••••• M•••••••• I••• for L•••• A••••• • C•• L•• (registered 2025-07-21)
Form ADVobserved 7 days ago
Occurred
Jul 26, 2023
Advisor changed firm
E••••• R••• P••••••• left V••••• F•••••••• M••••••••• I••• for V••••• W••••• M•••••••• I••• (registered 2023-07-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a88da23f-1c5c-a04d-ec59-f957f341d178
First observed: Jun 7, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.