DFX Intelligence

J••••• J•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

J••••• J•••••• S••••

Advisor at F•••• C••••••• I••••••• S•••••••• I•••

Greenville, SC | CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a898af3d-e2f0-9262-ce4d-a4a46df211ff

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 22, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• C••••••• I••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 20, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• C••••••• I••••••• S•••••••• I•••	Bd affiliated wealth	Mar 2, 2021	n/a	yes	CHARLOTTE, NC\|Greenville, SC	Current employment
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Feb 28, 2018	Jan 15, 2021	no	COLUMBIA, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•• P••••••• S•••••••	F•••• C••••••• I••••••• S•••••••• I•••	Jan 15, 2021	Mar 2, 2021	46	Firm change	Ibd to ibd
A••••••••• F•••••••• S•••••••• L••	A••••• A•• P••••••• S•••••••	Dec 7, 2017	Feb 28, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
121030:150144:NC:2016-09-28	Sep 28, 2016	Feb 10, 2016	MATTHEWS, NC	Firm change after gap

Relationships

Registered with (6)

→ F•••• C••••••• I••••••• S•••••••• I•••Registered adviserregistration: current employment
Mar 2, 2021 to presentfactForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Feb 28, 2018 to Jan 15, 2021factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 24, 2017 to Dec 7, 2017factForm ADV
→ E•••••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a898af3d-e2f0-9262-ce4d-a4a46df211ff
First observed: Oct 22, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.