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RIA / WealthAdvisor11 years in industry

Morgan R Allen

Advisor at CAPITOL SECURITIES MANAGEMENT, INC.

ROCHESTER, NY | GLEN ALLEN, VA

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Search this name across graphsid dfx:ria:a89ee4e1-7e5c-977c-05a0-061fab29d2f6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Sep 16, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITOL SECURITIES MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 24, 2022
First registration: Sep 16, 2022
Dual registered: no
Other names: MORGAN RENEE ALLEN
IAPD individual key: 6566064

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITOL SECURITIES MANAGEMENT, INC.	Independent wealth	Jul 30, 2026	n/a	yes	ROCHESTER, NY\|GLEN ALLEN, VA	Current employment
BEAU MORGAN ADVISORS	Independent wealth	May 19, 2025	Jun 17, 2026	no	PITTSFORD, NY	Previous registration
STRATOS WEALTH ADVISORS LLC	Independent wealth	Jul 5, 2024	Mar 25, 2025	no	Rochester, NY	Previous registration
CAPITOL SECURITIES MANAGEMENT, INC.	Independent wealth	Sep 16, 2022	Jun 18, 2024	no	GLEN ALLEN, VA\|ROCHESTER, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BEAU MORGAN ADVISORS	CAPITOL SECURITIES MANAGEMENT, INC.	Jun 17, 2026	Jul 30, 2026	43	Firm change	RIA to RIA
STRATOS WEALTH ADVISORS LLC	BEAU MORGAN ADVISORS	Mar 25, 2025	May 19, 2025	55	Firm change	RIA to new firm
CAPITOL SECURITIES MANAGEMENT, INC.	STRATOS WEALTH ADVISORS LLC	Jun 18, 2024	Jul 5, 2024	17	Firm change	RIA to RIA

Relationships

Registered with (3)

→ CAPITOL SECURITIES MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 16, 2022 to Jun 18, 2024factForm ADV
→ BEAU MORGAN ADVISORSRegistered adviserregistration: previous registration
May 19, 2025 to Jun 17, 2026factForm ADV
→ STRATOS WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Jul 5, 2024 to Mar 25, 2025factForm ADV

Dated events

Occurred
Jun 17, 2026
Advisor changed firm
Morgan R Allen left Beau Morgan Advisors for Capitol Securities Management, Inc. (registered 2026-07-30)
Form ADVobserved 4 days ago
Occurred
Mar 25, 2025
Advisor changed firm
Morgan R Allen left Stratos Wealth Advisors Llc for Beau Morgan Advisors (registered 2025-05-19)
Form ADVobserved 4 days ago
Occurred
Jun 18, 2024
Advisor changed firm
Morgan R Allen left Capitol Securities Management, Inc. for Stratos Wealth Advisors Llc (registered 2024-07-05)
Form ADVobserved 4 days ago