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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)39 years in industry

JOSEPH MARASCIULLO

Advisor at UNFCU ADVISORS LLC

NEW YORK, NY

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Search this name across graphsid dfx:ria:a8a0a1d5-f2dc-b7b3-bf8b-d88eea5cbf0e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 18, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNFCU ADVISORS LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 10, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Aug 10, 1987
First registration: Aug 18, 2004
Dual registered: yes, broker-dealer
Other names: Joe Marasciullo
IAPD individual key: 1695531

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNFCU ADVISORS LLC	Other adviser	Sep 3, 2021	n/a	yes	NEW YORK, NY	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Dec 8, 2014	May 1, 2018	no	LONG ISLAND CITY, NY	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 31, 2011	Oct 2, 2014	no	NEW YORK CITY, NY\|FOREST HILLS, NY\|MELVILLE, NY	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 31, 2011	Oct 2, 2014	no	NEW YORK, NY\|Forest Hills, NY\|Huntington Station, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Mar 24, 2009	no	BROOKLYN, NY\|BROOKLYN, NY\|BROOKLYN, NY\|NEW YORK, NY\|RIDGEWOOD, NY\|STATEN ISLAND, NY\|NEW YORK, NY\|NEW YORK, NY\|FORT LEE, NJ\|New York, NY\|BROOKLYN, NY\|FORT LEE, NJ\|NEW YORK, NY\|PARAMUS, NJ\|BROOKLYN, NY\|BROOKLYN, NY\|BROOKLYN, NY\|NEW YORK, NY\|LONG ISLAND CITY, NY	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Aug 18, 2004	May 29, 2007	no	NEW YORK, NY\|LONG ISLAND CITY, NY\|BROOKLYN, NY\|BROOKLYN, NY\|BROOKLYN, NY\|BROOKLYN, NY\|BROOKLYN, NY\|BROOKLYN, NY\|BROOKLYN, NY\|BROOKLYN, NY\|BROOKLYN, NY\|BROOKLYN, NY\|BROOKLYN, NY\|BROOKLYN, NY\|BROOKLYN, NY\|BROOKLYN, NY\|BROOKLYN, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|RIDGEWOOD, NY\|STATEN ISLAND, NY\|STATEN ISLAND, NY\|STATEN ISLAND, NY\|STATEN ISLAND, NY\|STATEN ISLAND, NY\|NEW YORK, NY\|NEW YORK, NY\|ENGLEWOOD, NJ\|FORT LEE, NJ\|STATEN ISLAND, NY\|NEW YORK, NY\|NEW YORK, NY\|BROOKLYN, NY\|BROOKLYN, NY\|NEW YORK, NY\|BROOKLYN, NY\|NEW YORK, NY\|FORT LEE, NJ\|NEW YORK, NY\|PARAMUS, NJ\|BROOKLYN, NY\|HOBOKEN, NJ\|BROOKLYN, NY\|BROOKLYN, NY\|BROOKLYN, NY\|BROOKLYN, NY\|NEW YORK, NY\|BROOKLYN, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	UNFCU ADVISORS LLC	May 1, 2018	Sep 3, 2021	1,221	Firm change after gap	Ibd to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Oct 2, 2014	Jan 31, 2011	-1,340	Channel change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 2, 2014	Jan 31, 2011	-1,340	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	TD AMERITRADE, INC.	Mar 24, 2009	Jan 31, 2011	678	Firm change after gap	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149018:136572:NY:2018-05-01	May 1, 2018	Sep 3, 2021	LONG ISLAND CITY, NY	Firm change after gap

Relationships

Registered with (6)

→ UNFCU ADVISORS LLCRegistered adviserregistration: current employment
Sep 3, 2021 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Dec 8, 2014 to May 1, 2018factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 31, 2011 to Oct 2, 2014factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 31, 2011 to Oct 2, 2014factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to Mar 24, 2009factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Aug 18, 2004 to May 29, 2007factForm ADV

Dated events

No dated event names this entity yet.