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Advisor at CORNERSTONE SECURITIES LLC
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CORNERSTONE SECURITIES LLC | Independent wealth | May 19, 2006 | n/a | yes | OVERLAND PARK, KS | Current employment |
| BLUE RIVER CAPITAL LLC | n/a | Nov 4, 2015 | Nov 1, 2019 | no | OVERLAND PARK, KS | Previous registration |
| CROWN CAPITAL SECURITIES, L.P. | Former SEC adviser | Jul 30, 2012 | Apr 16, 2024 | no | ORANGE, CA|OVERLAND PARK, KS|COLUMBIA, SC|ORANGE, CA | Previous registration |
| BROOKSTONE INVESTMENT ADVISORY SERVICES | Former SEC adviser | Oct 7, 2010 | Jun 20, 2012 | no | HOUSTON, TX|ELYRIA, OH|INDEPENDENCE, MO|OVERLAND PARK, KS|SHAWNEE, KS | Previous registration |
| QUANTUM FINANCIAL PARTNERS LLC | Independent wealth | Apr 17, 2006 | Jun 1, 2006 | no | OVERLAND PARK, KS | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | May 4, 2005 | Aug 26, 2005 | no | OVERLAND PARK, KS | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Apr 14, 2000 | May 5, 2005 | no | OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CROWN CAPITAL SECURITIES, L.P. | BLUE RIVER CAPITAL LLC | Apr 16, 2024 | Nov 4, 2015 | -3,086 | Firm change after gap | Other |
| BLUE RIVER CAPITAL LLC | n/a | Nov 1, 2019 | n/a | n/a | Departure no registered destination | Departure |
| BROOKSTONE INVESTMENT ADVISORY SERVICES | CROWN CAPITAL SECURITIES, L.P. | Jun 20, 2012 | Jul 30, 2012 | 40 | Firm change | Other |
| QUANTUM FINANCIAL PARTNERS LLC | CORNERSTONE SECURITIES LLC | Jun 1, 2006 | May 19, 2006 | -13 | Firm change | RIA to RIA |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | QUANTUM FINANCIAL PARTNERS LLC | Aug 26, 2005 | Apr 17, 2006 | 234 | Firm change | Other |
| PRUCO SECURITIES, LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | May 5, 2005 | May 4, 2005 | -1 | Firm change | Other |