DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• E••••• F•••••

C••••••••• S••••••••• L••independent RIAOverland Park, KsIA-onlyIAPD 4122326

Feed of 09/14/2026

Also filed as Russ F•••••

At current firm

20 y

since May 19, 2006

In the industry

26 y

since Mar 3, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• S••••••••• L•• independent RIA current
since May 19, 2006 · Overland Park, Ks
B••• R•••• C•••••• L•• unclassified
Nov 4, 2015 to Nov 1, 2019 · Overland Park, Ks
C•••• C•••••• S••••••••• L••• former
Jul 30, 2012 to Apr 16, 2024 · Orange, Ca
B••••••••• I••••••••• A••••••• S••••••• former
Oct 7, 2010 to Jun 20, 2012 · Houston, Tx
Q•••••• F•••••••• P••••••• L•• independent RIA
Apr 17, 2006 to Jun 1, 2006 · Overland Park, Ks
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
May 4, 2005 to Aug 26, 2005 · Overland Park, Ks
P•••• S••••••••• L•• no RAUM
Apr 14, 2000 to May 5, 2005 · Overland Park, Ks

Moves

a registration end followed by a registration begin elsewhere

C•••• C•••••• S••••••••• L••• to B••• R•••• C•••••• L••
left Apr 16, 2024, registered Nov 4, 2015 (-3086 days) · Other
B••• R•••• C•••••• L•• to no registered destination
left Nov 1, 2019 · Departure, no registered destination
B••••••••• I••••••••• A••••••• S••••••• to C•••• C•••••• S••••••••• L•••
left Jun 20, 2012, registered Jul 30, 2012 (40 days) · Other
Q•••••• F•••••••• P••••••• L•• to C••••••••• S••••••••• L••
left Jun 1, 2006, registered May 19, 2006 (-13 days) · RIA to RIA
C•••••••• I••••••••• R••••••• A•••••••• I••• to Q•••••• F•••••••• P••••••• L••
left Aug 26, 2005, registered Apr 17, 2006 (234 days) · Other
P•••• S••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left May 5, 2005, registered May 4, 2005 (-1 days) · Other

Signals

R•••••• E••••• F••••• left C•••• C•••••• S••••••••• L••• for B••• R•••• C•••••• L•• (registered 2015-11-04)
Apr 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address