DFX Intelligence

N••• S•••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner10 years in industry

N••• S•••• P•••••

Advisor at A••••••• W••••• M••••••••• L••

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a8ba107f-af55-355f-f21c-195d9a3739bb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Oct 23, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• M••••••••• L••	Independent wealth	Jun 24, 2026	n/a	yes	DALLAS, TX	Current employment
A••••••• S••••••• N••••••	Independent wealth	Jan 9, 2026	Jul 1, 2026	no	Frisco, TX\|ATLANTA, GA\|Dallas, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• S••••••• N••••••	A••••••• W••••• M••••••••• L••	Jul 1, 2026	Jun 24, 2026	-7	Firm change	RIA to RIA
V••••••• C•••••• L••	A••••••• S••••••• N••••••	Jan 20, 2026	Jan 9, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
146051:330923:TX:2026-07-01	Jul 1, 2026	Jun 24, 2026	DALLAS, TX	Firm change

Relationships

Registered with (4)

→ A••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 24, 2026 to presentfactForm ADV
→ A••••••• S••••••• N••••••Registered adviserregistration: previous registration
Jan 9, 2026 to Jul 1, 2026factForm ADV
→ V••••••• C•••••• L••Registered adviserregistration: previous registration
Feb 7, 2025 to Jan 20, 2026factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••

Dated events

Occurred
Jul 1, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 6, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a8ba107f-af55-355f-f21c-195d9a3739bb
First observed: Oct 23, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.