DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Niko Stone Puritz
Certified Financial Planner
Feed of 09/14/2026
Also filed as Niko Puritz
At current firm
0 y
since Jun 24, 2026
In the industry
10 y
since Nov 1, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Ascentis Wealth Management, LLC independent RIA currentsince Jun 24, 2026 · Dallas, Tx
- Advisory Services Network independent RIAJan 9, 2026 to Jul 1, 2026 · Frisco, Tx
- Veracity Capital LLC independent RIAFeb 7, 2025 to Jan 20, 2026 · Frisco, Tx
- Fidelity Personal And Workplace Advisors formerSep 25, 2020 to Jan 6, 2025 · Coral Gables, Fl
- Fidelity Personal And Workplace Advisors formerOct 23, 2019 to Aug 3, 2020 · Merrimack, Nh
Moves
a registration end followed by a registration begin elsewhere
- Advisory Services Network to Ascentis Wealth Management, LLCleft Jul 1, 2026, registered Jun 24, 2026 (-7 days) · RIA to RIA · moved with a team
- Veracity Capital LLC to Advisory Services Networkleft Jan 20, 2026, registered Jan 9, 2026 (-11 days) · RIA to RIA
- Fidelity Personal And Workplace Advisors to Veracity Capital LLCleft Jan 6, 2025, registered Feb 7, 2025 (32 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Niko Stone Puritz left Advisory Services Network for Ascentis Wealth Management, Llc (registered 2026-06-24)Jul 1, 2026 · Advisor changed firm · fact
- Niko Stone Puritz left Veracity Capital Llc for Advisory Services Network (registered 2026-01-09)Jan 20, 2026 · Advisor changed firm · fact
- Niko Stone Puritz left Fidelity Personal And Workplace Advisors for Veracity Capital Llc (registered 2025-02-07)Jan 6, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address