DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gms Group
Legal name The Gms Group, LLC
Latest filing Sep 10, 2026
First filing on the tape Aug 30, 2022 · 13 filings
SEC status approved since Nov 22, 2022
RAUM
$19.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$3.3M
derived; firm RAUM over IAPD count
Employees
15
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$19.8M as of Mar 31, 2026
Mar 9, 2023$132M then
HNW client RAUM: no history
State-registered IARs (5.B.3)7 as of Mar 31, 2026
Mar 9, 20232 then
Employees (5.A)15 as of Mar 31, 2026
Mar 9, 202315 then
Private funds: no history
RAUM +43% over the last fiscal year-47% a year over threeIARs 2 to 7
Practice profile
derived from the filing of Sep 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $3.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $19.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +43%derivedbetween the last two annual amendments
- Advisor growth, one year
- +250%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $13.9M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Banks and thrifts$19.8M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $13.9M for 1 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=14.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Timothy Joseph Donohue | East Hanover, Nj | Jul 14, 2010 | 43 y | 0 |
| Patrick Kennedy | Houston, Tx | Jul 28, 2010 | 21 y | 1 |
| Justyn Seth Feldman | Boca Raton, Fl | Aug 5, 2025 | 32 y | 0 |
| Richard Joseph Schneiderman | East Hanover, Nj | Jan 1, 2026 | 32 y | 1 |
| Carmine Claudio Capone | Boca Raton, Fl | Feb 12, 2026 | 41 y | 0 |
| Cameron J Ferrulo | Boca Raton, Fl | Feb 25, 2026 | 11 y | 1 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Anita Szalai to Morgan StanleyOct 18, 2023 · Other
- Vincent Della Fera to Arete Wealth Advisors, LLCDec 21, 2020 · Other
- Lyle Russell Hatch to Jeffrey Matthews Wealth Management, LLCSep 12, 2019 · Other
- Damien Didier Gerald Caillault to Stifel, Nicolaus & Company, IncorporatedSep 7, 2016 · Other
- David James Lesko to Stoever Glass Wealth Management, Inc.Jun 13, 2016 · Other
- Owen Marc Zukovich to Morgan StanleyFeb 25, 2014 · Other
- Mitchell Hal Reback to Oppenheimer & Co. Inc.Apr 23, 2012 · Other
Joined, latest
- Cameron J Ferrulo from Equitable Advisors, LLCFeb 25, 2026 · Other
- Richard Joseph Schneiderman from Wells Fargo AdvisorsJan 1, 2026 · Other
- Vincent Della Fera from Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 1, 2019 · Other
- Owen Marc Zukovich from Right Blend InvestingOct 29, 2013 · Other
- Lyle Russell Hatch from RBC Capital Markets, LLCSep 2, 2010 · Other
- David James Lesko from Nfsg CorporationJul 29, 2010 · Other
- Patrick Kennedy from UBS Financial Services Inc.Jul 28, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Danielle Denise Dembowski · Chief Financial Officercontrolsince 01/2024 · owns less than 5%
- Timothy Joseph Donohue · Srop/Crop/Director/Chief Compliance Officer/Coocontrolsince 09/1985 · owns less than 5%
- Leonardo Estanislao · Chief Information Officer/Senior Vice President/Directorcontrolsince 01/2014 · owns less than 5%
- Paul Robert Konsig · Directorcontrolsince 02/2003 · owns less than 5%
- Michael James Mckenna · Executive Vice Presidentcontrolsince 05/2010 · owns less than 5%
- Carmine Claudio Capone · Executive Vice President/Directorsince 07/2020 · owns less than 5%
- Justyn Seth Feldman · Senior Vice President - Directorsince 04/2019 · owns less than 5%
- Melvin Feldman · Director, Sr Vice Presidentsince 08/2003 · owns less than 5%
- David Bruce Korostoff · Director, Sr. Vice Presidentsince 08/2003 · owns less than 5%
- Jeffrey Paul Lenzi · Senior Vice President/Directorsince 07/2020 · owns less than 5%
- Matthew Eric Lipman · Secretarysince 04/2022 · owns less than 5%
- Paul David Mante · Senior Vice President - Directorsince 04/2019 · owns less than 5%
- Barbara Benedict Price · Director, Sr. Vice Presidentsince 08/2003 · owns less than 5%
- Stephen Glenn Vessels · Senior Vice President/Directorsince 07/2020 · owns less than 5%
Entity owners
- Gms Group Holdings Corp · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boca Raton, Fl | 3 | 2 | 0 | ||
| East Hanover, Nj · principal | 2 | 1 | 0 | ||
| Jersey City, Nj | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Miami, FL2 employees
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 31, 2026 to Sep 10, 2026
- Related adviser · false to unsetMar 31, 2026 to Sep 10, 2026
- Related bank · false to unsetMar 31, 2026 to Sep 10, 2026
- Related broker-dealer · false to unsetMar 31, 2026 to Sep 10, 2026
- Related insurance company · false to unsetMar 31, 2026 to Sep 10, 2026
- Succession · false to unsetMar 31, 2026 to Sep 10, 2026
- Advisory employees · 3 to 4Feb 25, 2026 to Mar 31, 2026
- State-registered IARs · 2 to 7Feb 25, 2026 to Mar 31, 2026
- Discretionary RAUM · $13.9M to $19.8MFeb 25, 2026 to Mar 31, 2026
- RAUM · $13.9M to $19.8MFeb 25, 2026 to Mar 31, 2026
- Financial planning clients · unset to May 7, 2025 to Jul 8, 2025
- Assets in custody · unset to 13887060.0Mar 26, 2025 to May 7, 2025
- Custody of client assets · false to trueMar 26, 2025 to May 7, 2025
- Accounts · 5 to 1Mar 5, 2024 to Mar 26, 2025
- BD registered reps · 13 to 14Mar 5, 2024 to Mar 26, 2025
- Discretionary RAUM · $177M to $13.9MMar 5, 2024 to Mar 26, 2025
- RAUM · $177M to $13.9MMar 5, 2024 to Mar 26, 2025
- Discretionary RAUM · $132M to $177MMar 9, 2023 to Mar 5, 2024
- RAUM · $132M to $177MMar 9, 2023 to Mar 5, 2024
- Accounts · 4 to 5Nov 17, 2022 to Mar 9, 2023
- Advisory employees · 5 to 3Nov 17, 2022 to Mar 9, 2023
- BD registered reps · 4 to 13Nov 17, 2022 to Mar 9, 2023
- Employees · 5 to 15Nov 17, 2022 to Mar 9, 2023
- State-registered IARs · 3 to 2Nov 17, 2022 to Mar 9, 2023
- Discretionary RAUM · $127M to $132MNov 17, 2022 to Mar 9, 2023
- RAUM · $127M to $132MNov 17, 2022 to Mar 9, 2023
- Accounts · 5 to 4Aug 30, 2022 to Oct 14, 2022
- Individual RAUM · 216547.0 to unsetAug 30, 2022 to Oct 14, 2022
- Non-discretionary RAUM · $216,547 to $0Aug 30, 2022 to Oct 14, 2022
- RAUM · $127M to $127MAug 30, 2022 to Oct 14, 2022
Signals
3 dated events
- Gms Group reported RAUM $13.9M, down 92% from $177.3M (2024-03-05 to 2025-03-26)Mar 26, 2025 · RAUM change · derived
- Anita Szalai left Gms Group for Morgan Stanley (registered 2023-10-31)Oct 18, 2023 · Advisor changed firm · fact
- Gms Group filed its initial SEC registration (Form ADV)Aug 30, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/the-gms-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- GMSGROUP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 973-535-5000reportedpublic record, Form ADV, Sep 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $3.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026