M••• R•••

Advisor at L•• F•••••••• L••

PHOENIX, AZ | TEMPE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jul 7, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 5, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 22, 2025	n/a	yes	PHOENIX, AZ\|TEMPE, AZ\|PHOENIX, AZ	Current employment
C••• F•••••••• S•••••••• L•••	Former SEC adviser	Nov 29, 2023	Aug 19, 2025	no	Phoenix, AZ\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• F•••••••• S•••••••• L•••	L•• F•••••••• L••	Aug 19, 2025	May 22, 2025	-89	Channel change	Ibd to ibd
F•••• F•••••••• E••••• C•••••••••	C••• F•••••••• S•••••••• L•••	Apr 22, 2022	Apr 20, 2023

Relationships

Registered with (8)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 22, 2025 to presentfactForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Nov 29, 2023 to Aug 19, 2025factForm ADV
→ F•••• F•••••••• E••••• C•••••••••Registered adviserregistration: previous registration
Apr 17, 2019 to Apr 22, 2022factForm ADV
→ O•••• W•••••• I•••

Dated events

Order

Occurred
22 Apr 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 7, 2014
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.