DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• R•••

L•• F•••••••• L••BD affiliatedPhoenix, Az dual registrantIAPD 5625532

Feed of 09/14/2026

Also filed as M••• Edward Millington R•••

At current firm

1 y

since May 22, 2025

In the industry

17 y

since Aug 5, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 22, 2025 · Phoenix, Az
C••• F•••••••• S•••••••• L••• former
Nov 29, 2023 to Aug 19, 2025 · Phoenix, Az
C••• F•••••••• S•••••••• L••• former
Apr 20, 2023 to Nov 27, 2023 · San Diego, Ca
F•••• F•••••••• E••••• C••••••••• former
Apr 17, 2019 to Apr 22, 2022 · Scottsdale, Az
W••••••• F•••••••• S•••••••• I••• former
Aug 1, 2018 to Mar 22, 2019 · Oakdale, Mn
O•••• W•••••• I••• BD affiliated
Aug 1, 2018 to Mar 22, 2019 · Scottsdale, Az
F•• S••••••••• C••••••••• former
Aug 1, 2018 to Mar 22, 2019 · Atlanta, Ga
S•••••••• F••••••••• I••• former
Apr 21, 2017 to Mar 22, 2019 · Scottsdale, Az
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 7, 2014 to May 19, 2015 · Chandler, Az

Moves

a registration end followed by a registration begin elsewhere

C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••
left Aug 19, 2025, registered May 22, 2025 (-89 days) · channel change inside one enterprise, not a move
F•••• F•••••••• E••••• C••••••••• to C••• F•••••••• S•••••••• L•••
left Apr 22, 2022, registered Apr 20, 2023 (363 days) · Affiliated broker-dealer or bank to another
S•••••••• F••••••••• I••• to O•••• W•••••• I•••
left Mar 22, 2019, registered Aug 1, 2018 (-233 days) · channel change inside one enterprise, not a move
F•• S••••••••• C••••••••• to F•••• F•••••••• E••••• C•••••••••
left Mar 22, 2019, registered Apr 17, 2019 (26 days) · Affiliated broker-dealer or bank to another
W••••••• F•••••••• S•••••••• I••• to F•• S••••••••• C•••••••••
left Mar 22, 2019, registered Aug 1, 2018 (-233 days) · channel change inside one enterprise, not a move
O•••• W•••••• I••• to W••••••• F•••••••• S•••••••• I•••
left Mar 22, 2019, registered Aug 1, 2018 (-233 days) · channel change inside one enterprise, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• F••••••••• I•••
left May 19, 2015, registered Apr 21, 2017 (703 days) · Other

Signals

M••• R••• left F•••• F•••••••• E••••• C••••••••• for C••• F•••••••• S•••••••• L••• (registered 2023-04-20)
Apr 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address