DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Cynthia Danielle Middleton

Advisor at EMPOWER ADVISORY GROUP, LLC

CORPUS CHRISTI, TX | GREENWOOD VILLAGE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a9025759-6ce3-dd74-2b01-71094498bbd5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 29, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER ADVISORY GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 28, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 28, 2004
First registration: Oct 29, 2004
Dual registered: yes, broker-dealer
Other names: CYNTHIA DANIELLE BONANNO|CYNTHIA DANIELLE BALADY|CINDY MIDDLETON|CYNTHIA DANIELLE MIDDLETON|CYNTHIA D BONANNO|Cynthia Middleton
IAPD individual key: 4848303

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Oct 13, 2021	n/a	yes	GREENWOOD VILLAGE, CO\|CORPUS CHRISTI, TX	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 2, 2019	Oct 5, 2021	no	CORPUS CHRISTI, TX	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Oct 18, 2017	Jul 5, 2019	no	CORPUS CHRISTI, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 6, 2016	Oct 12, 2017	no	ROCKPORT, TX\|SAN ANTONIO, TX\|AUSTIN, TX	Previous registration
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Nov 4, 2011	Feb 18, 2016	no	CORPUS CHRISTI, TX\|CORPUS CHRISTI, TX\|CORPUS CHRISTI, TX\|CORPUS CHRISTI, TN	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 29, 2004	Oct 10, 2011	no	CORPUS CHRISTI, TX\|CORPUS CHRISTI, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	EMPOWER ADVISORY GROUP, LLC	Oct 5, 2021	Oct 13, 2021	8	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 5, 2019	Aug 2, 2019	28	Firm change	Ibd to wirehouse
WELLS FARGO ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Oct 12, 2017	Oct 18, 2017	6	Firm change	Other
PNC MANAGED ACCOUNT SOLUTIONS, INC.	WELLS FARGO ADVISORS	Feb 18, 2016	Apr 6, 2016	48	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Oct 10, 2011	Nov 4, 2011	25	Firm change	Other

Relationships

Registered with (5)

→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Oct 13, 2021 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 2, 2019 to Oct 5, 2021factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Oct 18, 2017 to Jul 5, 2019factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 6, 2016 to Oct 12, 2017factForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Nov 4, 2011 to Feb 18, 2016factForm ADV

Dated events

No dated event names this entity yet.