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Advisor at CANTOR FITZGERALD INVESTMENT ADVISORS
NEW YORK, NY | DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CANTOR FITZGERALD INVESTMENT ADVISORS | Mixed wealth | Jul 1, 2026 | n/a | yes | NEW YORK, NY | Current employment |
| SMITH GROUP ASSET MANAGEMENT, LLC | Independent wealth | Jan 3, 2023 | n/a | yes | DALLAS, TX | Current employment |
| CANTOR FITZGERALD INVESTMENT ADVISORS | Mixed wealth | Sep 28, 2021 | Jan 3, 2023 | no | BIRMINGHAM, AL|NEW YORK, NY | Previous registration |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | Former SEC adviser | Oct 5, 2016 | Sep 27, 2021 | no | Birmingham, AL|Birmingham, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CANTOR FITZGERALD INVESTMENT ADVISORS | SMITH GROUP ASSET MANAGEMENT, LLC | Jan 3, 2023 | Jan 3, 2023 | 0 | Firm change | Other |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | CANTOR FITZGERALD INVESTMENT ADVISORS | Sep 27, 2021 | Sep 28, 2021 | 1 | Firm change | Ibd to RIA |