RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
O••• B••••
- C••••• F••••••••• I••••••••• A••••••• mixed wealth currentsince Jul 1, 2026 · New York, Ny
- S•••• G•••• A•••• M••••••••• L•• independent RIA currentsince Jan 3, 2023 · Dallas, Tx
- C••••• F••••••••• I••••••••• A••••••• mixed wealthSep 28, 2021 to Jan 3, 2023 · Birmingham, Al
- P•• M•••••• A•••••• S••••••••• I••• formerOct 5, 2016 to Sep 27, 2021 · Birmingham, Al
- C••••• F••••••••• I••••••••• A••••••• to S•••• G•••• A•••• M••••••••• L••left Jan 3, 2023, registered Jan 3, 2023 (0 days) · Other
- P•• M•••••• A•••••• S••••••••• I••• to C••••• F••••••••• I••••••••• A•••••••left Sep 27, 2021, registered Sep 28, 2021 (1 days) · Affiliated broker-dealer or bank to independent RIA
- O••• B•••• left C••••• F••••••••• I••••••••• A••••••• for S•••• G•••• A•••• M••••••••• L•• (registered 2023-01-03)Jan 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address