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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

RICK MEYERES

Advisor at NEWEDGE ADVISORS

BAKERSFIELD, CA | NEW ORLEANS, LA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 22, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEWEDGE ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 11, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jan 11, 1996
First registration: Jul 22, 2008
Dual registered: yes, broker-dealer
Other names: RICK MEYERES|RICKY LYNN MEYERS|RICKY LYNN MEYERES|RICKY MEYERES
IAPD individual key: 1615298

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEWEDGE ADVISORS	Bd affiliated wealth	Nov 1, 2021	n/a	yes	BAKERSFIELD, CA\|NEW ORLEANS, LA	Current employment
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	Former SEC adviser	Mar 15, 2013	Nov 1, 2021	no	BAKERSFIELD, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 17, 2010	Mar 19, 2013	no	BAKERSFIELD, CA	Previous registration
NRP ADVISORS, INC.	n/a	Jul 22, 2008	Mar 5, 2010	no	BAKERSFIELD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	NEWEDGE ADVISORS	Nov 1, 2021	Nov 1, 2021	0	Bulk transfer	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MID ATLANTIC FINANCIAL MANAGEMENT, INC.	Mar 19, 2013	Mar 15, 2013	-4	Firm change	Other
NRP ADVISORS, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 5, 2010	Aug 17, 2010	165	Firm change	Other

Relationships

Registered with (4)

→ NEWEDGE ADVISORSRegistered adviserregistration: current employment
Nov 1, 2021 to presentfactForm ADV
→ MID ATLANTIC FINANCIAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Mar 15, 2013 to Nov 1, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 17, 2010 to Mar 19, 2013factForm ADV
→ NRP ADVISORS, INC.Registered adviserregistration: previous registration
Jul 22, 2008 to Mar 5, 2010factForm ADV

Dated events

No dated event names this entity yet.