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RIA / WealthAdvisor17 years in industry

ROBERT HARVARD KINNIE

Advisor at MERCER GLOBAL ADVISORS INC.

Westport, CT | DENVER, CO

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Search this name across graphsid dfx:ria:a9168ef3-f9a5-e831-c2ee-17f6ea04b8b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Apr 8, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERCER GLOBAL ADVISORS INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 6, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 6, 2009
First registration: Apr 8, 2009
Dual registered: no
Other names: ROBERT H KINNIE|ROBERT KINNIE|Bob H Kinnie
IAPD individual key: 5629288

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERCER GLOBAL ADVISORS INC.	Independent wealth	Apr 25, 2024	n/a	yes	Westport, CT\|DENVER, CO	Current employment
NAPATREE CAPITAL LLC	Former SEC adviser	Aug 22, 2023	May 7, 2024	no	WESTERLY, RI	Previous registration
PEOPLE'S UNITED ADVISORS, INC.	Former SEC adviser	Jan 5, 2023	Aug 28, 2023	no	WILMINGTON, DE	Previous registration
PEOPLE'S UNITED ADVISORS, INC.	Former SEC adviser	Apr 5, 2018	Dec 31, 2022	no	New York, NY	Previous registration
PEOPLE'S SECURITIES, INC.	Former SEC adviser	Nov 2, 2016	Mar 31, 2020	no	BRIDGEPORT, CT\|BRIDGEPORT, CT\|New York, NY\|COS COB, CT	Previous registration
GERSTEIN FISHER	Former SEC adviser	Sep 30, 2016	Nov 29, 2016	no	NEW YORK, NY	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jan 18, 2012	Sep 13, 2016	no	PARAMUS, NJ\|GREENWICH, CT	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	May 3, 2010	Jan 9, 2012	no	PARAMUS, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 8, 2009	May 5, 2010	no	MONTVALE, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NAPATREE CAPITAL LLC	MERCER GLOBAL ADVISORS INC.	May 7, 2024	Apr 25, 2024	-12	Firm change	RIA to RIA
PEOPLE'S UNITED ADVISORS, INC.	NAPATREE CAPITAL LLC	Aug 28, 2023	Aug 22, 2023	-6	Firm change	Other
PEOPLE'S SECURITIES, INC.	PEOPLE'S UNITED ADVISORS, INC.	Mar 31, 2020	Apr 5, 2018	-726	Bulk transfer	Other
GERSTEIN FISHER	PEOPLE'S SECURITIES, INC.	Nov 29, 2016	Nov 2, 2016	-27	Firm change	Other
STRATEGIC ADVISERS LLC	GERSTEIN FISHER	Sep 13, 2016	Sep 30, 2016	17	Firm change	Other
UBS FINANCIAL SERVICES INC.	STRATEGIC ADVISERS LLC	Jan 9, 2012	Jan 18, 2012	9	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	May 5, 2010	May 3, 2010	-2	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
118551:13704:NY:2016-11-23	Nov 29, 2016	Nov 2, 2016	NEW YORK, NY	Firm change

Relationships

Registered with (8)

→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: current employment
Apr 25, 2024 to presentfactForm ADV
→ NAPATREE CAPITAL LLCRegistered adviserregistration: previous registration
Aug 22, 2023 to May 7, 2024factForm ADV
→ PEOPLE'S UNITED ADVISORS, INC.Registered adviserregistration: previous registration
Jan 5, 2023 to Aug 28, 2023factForm ADV
→ PEOPLE'S SECURITIES, INC.Registered adviserregistration: previous registration
Nov 2, 2016 to Mar 31, 2020factForm ADV
→ GERSTEIN FISHERRegistered adviserregistration: previous registration
Sep 30, 2016 to Nov 29, 2016factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jan 18, 2012 to Sep 13, 2016factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
May 3, 2010 to Jan 9, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 8, 2009 to May 5, 2010factForm ADV

Dated events

Occurred
May 7, 2024
Advisor changed firm
Robert Harvard Kinnie left Napatree Capital Llc for Mercer Global Advisors Inc. (registered 2024-04-25)
Form ADVobserved 5 days ago
Occurred
Aug 28, 2023
Advisor changed firm
Robert Harvard Kinnie left People'S United Advisors, Inc. for Napatree Capital Llc (registered 2023-08-22)
Form ADVobserved 5 days ago