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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

NAPATREE CAPITAL LLC

CRD 292776

WESTERLY, RI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:95c895a8-fe33-24f9-a970-54a0fed8f0ac

Data as of Mar 18, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 13
On other graphs: 0
Observed: Mar 18, 2021 to Mar 18, 2025
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $260MItem 5.F on the latest filing (2025-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $257M
Private client RAUM: $243MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 454
Individual clients: 67
High net worth clients: 114
Custody, client assets: $121M
SEC number: 801-120842
CRD: 292776
Filings on the tape: 11
First filed: Mar 18, 2021
Latest filed: Mar 18, 2025
Organised: Limited Liability Company, RI

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LIGUORI, JEFFREY, MICHAEL	PARTNER, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER	C	yes	02/2018	Mar 18, 2021	Jun 18, 2024
Maynard, James, Caldwell	PARTNER AND CHIEF OPERATING OFFICER	C	yes	01/2018	Mar 18, 2021	Jun 18, 2024
Steczkowski, Jacqueline	DIRECTOR OF CLIENT EXPERIENCE	Na	yes	09/2022	Dec 6, 2023	Jun 18, 2024
LANDON, MATTHEW, RUSSELL	Partner	B	no	01/2023	Mar 30, 2023	Jun 18, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Longmeadow	Ma	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 18, 2025	$260M	$257M	4	4	1	n/a	n/a
2023	Feb 29, 2024	$157M	$153M	6	6	1	n/a	n/a
2022	Mar 30, 2023	$170M	$121M	5	5	1	n/a	n/a
2021	Mar 15, 2022	$163M	$120M	4	4	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	2	0	1	7

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$260M	$157M	65.8%	$163M	16.9%	4	6	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BRADLEY FOSTER & SARGENT INC	2	Jul 20, 2026	May 23, 2025	WESTERLY, RI	Team lift out	RIA to RIA	100.0%
BRADLEY FOSTER & SARGENT INC	2	May 13, 2025	May 20, 2025	WESTERLY, RI	Team lift out	RIA to RIA	50.0%

Relationships

Registered with (8)

← MATTHEW RUSSELL LANDONAdvisorregistration: previous registration
Jan 7, 2021 to Jul 20, 2026factForm ADV
← JEFFREY MICHAEL LIGUORIAdvisorregistration: previous registration
Mar 15, 2018 to Jul 20, 2026factForm ADV
← MICHAEL DOMINICK MOSESAdvisorregistration: previous registration
Jan 28, 2020 to May 13, 2025factForm ADV
← AARON MICHAEL SIMMONSAdvisorregistration: previous registration
Nov 15, 2024 to May 13, 2025factForm ADV
← James MaynardAdvisorregistration: previous registration
May 17, 2019 to Jan 28, 2025factForm ADV
← Jacqueline SteczkowskiAdvisorregistration: previous registration
Jun 15, 2023 to Dec 12, 2024factForm ADV
← ROBERT HARVARD KINNIEAdvisorregistration: previous registration
Aug 22, 2023 to May 7, 2024factForm ADV
← Peter Joseph MiniatiAdvisorregistration: previous registration
Mar 14, 2018 to Mar 19, 2020factForm ADV

Moved with (1)

→ BRADLEY FOSTER & SARGENT INCRegistered adviser2 advisors, team lift out, same day
Jul 20, 2026 to May 23, 2025factForm ADV

Owns (1)

← LANDON, MATTHEW, RUSSELLOwnerPARTNER, ownership code B, individual
Mar 30, 2023 to Jun 18, 2024factForm ADV

Controls (3)

← LIGUORI, JEFFREY, MICHAELOwnerPARTNER, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 18, 2021 to Jun 18, 2024factForm ADV
← Steczkowski, JacquelineOwnerDIRECTOR OF CLIENT EXPERIENCE, ownership code NA, individual
Dec 6, 2023 to Jun 18, 2024factForm ADV
← Maynard, James, CaldwellOwnerPARTNER AND CHIEF OPERATING OFFICER, ownership code C, individual
Mar 18, 2021 to Jun 18, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 20, 2026
Team lift-out
2 advisors left Napatree Capital LLC (Westerly, RI) for Bradley Foster & Sargent Inc on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Jul 20, 2026
Advisor changed firm
Matthew Russell Landon left Napatree Capital Llc for Bradley Foster & Sargent Inc (registered 2025-05-23)
Form ADVobserved 5 days ago
Occurred
Jul 20, 2026
Advisor changed firm
Jeffrey Michael Liguori left Napatree Capital Llc for Bradley Foster & Sargent Inc (registered 2025-05-23)
Form ADVobserved 5 days ago
Occurred
May 13, 2025
Team lift-out
2 advisors left Napatree Capital LLC (Westerly, RI) for Bradley Foster & Sargent Inc on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
May 13, 2025
Advisor changed firm
Michael Dominick Moses left Napatree Capital Llc for Bradley Foster & Sargent Inc (registered 2025-05-20)
Form ADVobserved 5 days ago
Occurred
May 13, 2025
Advisor changed firm
Aaron Michael Simmons left Napatree Capital Llc for Bradley Foster & Sargent Inc (registered 2025-05-20)
Form ADVobserved 5 days ago
Occurred
Mar 18, 2025
Regulatory AUM changed
Napatree Capital Llc reported RAUM $260.0M, up 66% from $156.8M (2025-02-28 to 2025-03-18)
Form ADVobserved 5 days ago
$103M
Occurred
Jan 28, 2025
Advisor changed firm
James Maynard left Napatree Capital Llc for Washington Trust Advisors (registered 2025-02-26)
Form ADVobserved 5 days ago
Occurred
Dec 12, 2024
Advisor changed firm
Jacqueline Steczkowski left Napatree Capital Llc for Mercer Global Advisors Inc. (registered 2024-12-12)
Form ADVobserved 5 days ago
Occurred
May 7, 2024
Advisor changed firm
Robert Harvard Kinnie left Napatree Capital Llc for Mercer Global Advisors Inc. (registered 2024-04-25)
Form ADVobserved 5 days ago
Occurred
Dec 6, 2023
Control person joined
Jacqueline Steczkowski (Director Of Client Experience) appeared on Schedule A of Napatree Capital Llc
Form ADVobserved 5 days ago
Occurred
Mar 18, 2021
First Form ADV filing
Napatree Capital Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Aug 3, 2026
Napatree Capital Llc no longer on the SEC adviser roster (last listed 2026-07-01, RAUM $260.0M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:95c895a8-fe33-24f9-a970-54a0fed8f0ac
First observed: Mar 18, 2021
Last observed: Mar 18, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NAPATREE CAPITAL LLC

CRD 292776

WESTERLY, RI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:95c895a8-fe33-24f9-a970-54a0fed8f0ac

Data as of Mar 18, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:27 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LIGUORI, JEFFREY, MICHAEL

PARTNER, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER

yes

02/2018

Mar 18, 2021

Jun 18, 2024

Maynard, James, Caldwell

PARTNER AND CHIEF OPERATING OFFICER

yes

01/2018

Mar 18, 2021

Jun 18, 2024

Steczkowski, Jacqueline

DIRECTOR OF CLIENT EXPERIENCE

yes

09/2022

Dec 6, 2023

Jun 18, 2024

LANDON, MATTHEW, RUSSELL

Partner

01/2023

Mar 30, 2023

Jun 18, 2024

City

State

Country

Employees

Also broker-dealer

Longmeadow

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 18, 2025

$260M

$257M

n/a

2023

Feb 29, 2024

$157M

$153M

n/a

2022

Mar 30, 2023

$170M

$121M

n/a

2021

Mar 15, 2022

$163M

$120M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$260M

$157M

65.8%

$163M

16.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BRADLEY FOSTER & SARGENT INC

Jul 20, 2026

May 23, 2025

WESTERLY, RI

Team lift out

RIA to RIA

100.0%

BRADLEY FOSTER & SARGENT INC

May 13, 2025

May 20, 2025

WESTERLY, RI

Team lift out

RIA to RIA

50.0%