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RIA / WealthAdvisorCertified Financial Planner20 years in industry

ALAN GREGORY BRADLEY

Advisor at RWM CAPITAL, LLC

SUGAR LAND, TX | Daphne, AL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 25, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RWM CAPITAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 21, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Sep 21, 2006
First registration: Jan 25, 2016
Dual registered: no
Other names: Alan Bradley|Alan Gregory Bradley
IAPD individual key: 5193839

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RWM CAPITAL, LLC	Independent wealth	Mar 5, 2025	n/a	yes	Daphne, AL\|SUGAR LAND, TX	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Sep 3, 2021	Dec 10, 2024	no	Spanish Fort, AL\|Minneapolis, MN\|NEWARK, NJ\|Spanish Fort, AL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 1, 2019	Aug 12, 2021	no	MOBILE, AL	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jan 25, 2016	Sep 4, 2019	no	ATLANTA, GA\|Atlanta, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	RWM CAPITAL, LLC	Dec 10, 2024	Mar 5, 2025	85	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PRUCO SECURITIES, LLC	Aug 12, 2021	Sep 3, 2021	22	Firm change	Wirehouse to ibd
ADVICE AND PLANNING SERVICES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 4, 2019	Oct 1, 2019	27	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ RWM CAPITAL, LLCRegistered adviserregistration: current employment
Mar 5, 2025 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 3, 2021 to Dec 10, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 1, 2019 to Aug 12, 2021factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Jan 25, 2016 to Sep 4, 2019factForm ADV

Dated events

Occurred
Dec 10, 2024
Advisor changed firm
Alan Gregory Bradley left Pruco Securities, Llc for Rwm Capital, Llc (registered 2025-03-05)
Form ADVobserved 6 days ago