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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

STERLING CAPITAL MANAGEMENT

STERLING CAPITAL MANAGEMENT INC, CRD 105793

ST.LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a93f1ba0-42ec-5c59-43a5-30a7e4e69f5d

Data as of Nov 15, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Nov 15, 2018
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $175MItem 5.F on the latest filing (2018-11-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $172M
Private client RAUM: $160MderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 96
Individual clients: 43
High net worth clients: 47
Custody, client assets: $10.6M
SEC number: 801-31743
CRD: 105793
Filings on the tape: 8
First filed: Mar 28, 2012
Latest filed: Nov 15, 2018
Organised: Corporation, Missouri

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LAUBER, WILLIAM, GEORGE	PRESIDENT, TRUSTEE, CHIEF COMPLIANCE OFFICER	F	yes	04/1988	Mar 28, 2012	Nov 15, 2018
LAUBER, WILLIAM, GEORGE	PRESIDENT/TRUSTEE/CHIEF COMPLIANCE OFFICER	Na	yes	04/1988	Mar 28, 2012	Nov 15, 2018
WILLIAM G LAUBER LIVING TRUST DTD. 01/27/84	100% SHAREHOLDER	E	yes	02/2002	Mar 28, 2012	Nov 15, 2018
WILLIAM G. LAUBER LIVING TRUST DTD. 01/27/84, WILLIAM G. LAUBER, TRUSTEE	100% SHAREHOLDER	E	yes	02/2002	Mar 28, 2012	Nov 15, 2018

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 29, 2018	$175M	$172M	3	3	0	n/a	n/a
2016	Mar 20, 2017	$157M	$154M	3	3	n/a	n/a	n/a
2015	Mar 7, 2016	$149M	$147M	3	3	n/a	n/a	n/a
2014	Mar 26, 2015	$156M	$153M	3	3	n/a	n/a	n/a
2013	Mar 26, 2014	$144M	$141M	3	3	n/a	n/a	n/a
2012	Mar 27, 2013	$136M	$133M	3	3	n/a	n/a	n/a
2011	Mar 28, 2012	$128M	$124M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$175M	$157M	11.5%	$156M	3.9%	3	3	0	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
VISIONARY WEALTH ADVISORS, LLC	2	Mar 28, 2019	Apr 1, 2019	ST LOUIS, MO	Team lift out	RIA to RIA	100.0%

Relationships

Controls (3)

← LAUBER, WILLIAM, GEORGEOwnerPRESIDENT, TRUSTEE, CHIEF COMPLIANCE OFFICER, ownership code F, individual
Mar 28, 2012 to presentfactForm ADV
← WILLIAM G LAUBER LIVING TRUST DTD. 01/27/84Owner100% SHAREHOLDER, ownership code E, domestic entity
Mar 28, 2012 to presentfactForm ADV
← WILLIAM G. LAUBER LIVING TRUST DTD. 01/27/84, WILLIAM G. LAUBER, TRUSTEEOwner100% SHAREHOLDER, ownership code E, domestic entity
Mar 28, 2012 to presentfactForm ADV

Moved with (1)

→ VISIONARY WEALTH ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Mar 28, 2019 to Apr 1, 2019factForm ADV

Registered with (2)

← WILLIAM GEORGE LAUBERAdvisorregistration: previous registration
Feb 3, 1997 to Mar 28, 2019factForm ADV
← WILLIAM F. LAUBERAdvisorregistration: previous registration
Dec 1, 2005 to Mar 28, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a93f1ba0-42ec-5c59-43a5-30a7e4e69f5d
First observed: Mar 28, 2012
Last observed: Nov 15, 2018 95 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STERLING CAPITAL MANAGEMENT

STERLING CAPITAL MANAGEMENT INC, CRD 105793

ST.LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a93f1ba0-42ec-5c59-43a5-30a7e4e69f5d

Data as of Nov 15, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:19 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LAUBER, WILLIAM, GEORGE

PRESIDENT, TRUSTEE, CHIEF COMPLIANCE OFFICER

yes

04/1988

Mar 28, 2012

Nov 15, 2018

LAUBER, WILLIAM, GEORGE

PRESIDENT/TRUSTEE/CHIEF COMPLIANCE OFFICER

yes

04/1988

Mar 28, 2012

Nov 15, 2018

WILLIAM G LAUBER LIVING TRUST DTD. 01/27/84

100% SHAREHOLDER

yes

02/2002

Mar 28, 2012

Nov 15, 2018

WILLIAM G. LAUBER LIVING TRUST DTD. 01/27/84, WILLIAM G. LAUBER, TRUSTEE

100% SHAREHOLDER

yes

02/2002

Mar 28, 2012

Nov 15, 2018

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 29, 2018

$175M

$172M

n/a

2016

Mar 20, 2017

$157M

$154M

n/a

2015

Mar 7, 2016

$149M

$147M

n/a

2014

Mar 26, 2015

$156M

$153M

n/a

2013

Mar 26, 2014

$144M

$141M

n/a

2012

Mar 27, 2013

$136M

$133M

n/a

2011

Mar 28, 2012

$128M

$124M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$175M

$157M

11.5%

$156M

3.9%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

VISIONARY WEALTH ADVISORS, LLC

Mar 28, 2019

Apr 1, 2019

ST LOUIS, MO

Team lift out

RIA to RIA

100.0%