DFX Intelligence
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Reading the graph
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Advisor at F••••••
Charlottesville, VA | SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••••• | Independent wealth | Oct 9, 2025 | n/a | yes | Charlottesville, VA|SAN FRANCISCO, CA | Current employment |
| G•••• S••••••• C••••••• L•• | Former SEC adviser | Aug 24, 2010 | Oct 9, 2025 | no | CHARLOTTESVILLE, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G•••• S••••••• C••••••• L•• | F•••••• | Oct 9, 2025 | Oct 9, 2025 | 0 | Firm change | RIA to RIA |
| U••••• B•••••••• S••••••• I•• | G•••• S••••••• C••••••• L•• | Jul 28, 2010 | Aug 24, 2010 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 154400:302050:VA:2025-10-09 | Oct 9, 2025 | Oct 9, 2025 | CHARLOTTESVILLE, VA | Firm change |
| U••••• B•••••••• S••••••• I•• | Bd affiliated wealth | Oct 30, 2009 | Jul 28, 2010 | no | CHARLOTTESVILLE, VA|CHARLOTTESVILLE, VA|WEYERS CAVE, VA|WAYNESBORO, VA|RUCKERSVILLE, VA|STAUNTON, VA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jan 30, 2008 | Nov 19, 2008 | no | CHARLOTTESVILLE, VA | Previous registration |
| 27 |
| Firm change |
| Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | U••••• B•••••••• S••••••• I•• | Nov 19, 2008 | Oct 30, 2009 | 345 | Firm change | Other |