DFX Intelligence
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Advisor at O•••• W•••••• I•••
TOMBALL, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Jan 24, 2025 | n/a | yes | TOMBALL, TX | Current employment |
| O•••• F•• I••• | Former SEC adviser | Nov 22, 2017 | Jan 24, 2025 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• F•• I••• | O•••• W•••••• I••• | Jan 24, 2025 | Jan 24, 2025 | 0 | Bulk transfer | Ibd to ibd |
| W•••••• • R••• | O•••• F•• I••• | Nov 28, 2017 | Nov 22, 2017 |
| W•••••• • R••• |
| Former SEC adviser |
| May 19, 2006 |
| Nov 28, 2017 |
| no |
| HUMBLE, TX|HUMBLE, TX|EDMOND, OK|HOUSTON, TX |
| Previous registration |
| S•••••••• F•••••••• A••••••• L•• | Former SEC adviser | Oct 3, 2005 | Apr 26, 2006 | no | NEW YORK, NY | Previous registration |
| W•••••• • R••• | Former SEC adviser | Sep 6, 1989 | Oct 7, 2005 | no | HUMBLE, TX | Previous registration |
| Firm change |
| Other |
| S•••••••• F•••••••• A••••••• L•• | W•••••• • R••• | Apr 26, 2006 | May 19, 2006 | 23 | Firm change | Other |
| W•••••• • R••• | S•••••••• F•••••••• A••••••• L•• | Oct 7, 2005 | Oct 3, 2005 | -4 | Firm change | Other |