RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••• A•• H••••
- O•••• W•••••• I••• BD affiliated currentsince Jan 24, 2025 · Tomball, Tx
- O•••• F•• I••• formerNov 22, 2017 to Jan 24, 2025 · Houston, Tx
- W•••••• • R••• formerMay 19, 2006 to Nov 28, 2017 · Humble, Tx
- S•••••••• F•••••••• A••••••• L•• formerOct 3, 2005 to Apr 26, 2006 · New York, Ny
- W•••••• • R••• formerSep 6, 1989 to Oct 7, 2005 · Humble, Tx
- O•••• F•• I••• to O•••• W•••••• I•••left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- W•••••• • R••• to O•••• F•• I•••left Nov 28, 2017, registered Nov 22, 2017 (-6 days) · Other
- S•••••••• F•••••••• A••••••• L•• to W•••••• • R•••left Apr 26, 2006, registered May 19, 2006 (23 days) · Other
- W•••••• • R••• to S•••••••• F•••••••• A••••••• L••left Oct 7, 2005, registered Oct 3, 2005 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address