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RIA / WealthAdvisorCertified Financial Planner19 years in industry

JOSEPH G MCCULLOCH

Advisor at CETERA PLANNING PARTNERS

LEAWOOD, KS | CHESTERFIELD, MO

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Search this name across graphsid dfx:ria:a9599f9a-8fcf-b249-9f53-75ccb686aace

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 31, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA PLANNING PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 30, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner
Exams: S65|S63
First exam: May 30, 2007
First registration: May 31, 2007
Dual registered: no
Other names: JOSEPH GIRARD MCCULLOCH|JOSEPH GIRARD MCCULLOCH|JOSEPH GIRARD MCCULLOCH
IAPD individual key: 5315337

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA PLANNING PARTNERS	Independent wealth	Nov 21, 2019	n/a	yes	LEAWOOD, KS\|CHESTERFIELD, MO	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 14, 2014	Nov 18, 2019	no	LAKE ST LOUIS, MO\|CLAYTON, MO\|WENTZVILLE, MO\|LAKE SAINT LOUIS, MO\|O'FALLON, MO\|SAINT CHARLES, MO\|SAINT PETERS, MO\|CHESTERFIELD, MO\|LAKE SAINT LOUIS, MO\|LAKE SAINT LOUIS, MO\|LAKE SAINT LOUIS, MO\|LAKE SAINT LOUIS, MO\|PENNINGTON, NJ\|PENNINGTON, NJ\|CLAYTON, MO\|LINCOLN, RI\|CLAYTON, MO\|SAN DIEGO, CA	Previous registration
SMITH MOORE & CO.	Bd affiliated wealth	Jan 15, 2013	Apr 7, 2014	no	CLAYTON, MO	Previous registration
SMART401K, LLC	Former SEC adviser	Nov 18, 2009	Jun 13, 2012	no	OVERLAND PARK, KS	Previous registration
SVA WEALTH MANAGEMENT, INC.	n/a	May 31, 2007	Aug 27, 2009	no	MADISON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CETERA PLANNING PARTNERS	Nov 18, 2019	Nov 21, 2019	3	Firm change	Wirehouse to RIA
SMITH MOORE & CO.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 7, 2014	Apr 14, 2014	7	Firm change	Other
SMART401K, LLC	SMITH MOORE & CO.	Jun 13, 2012	Jan 15, 2013	216	Firm change	Other
SVA WEALTH MANAGEMENT, INC.	SMART401K, LLC	Aug 27, 2009	Nov 18, 2009	83	Firm change	Other

Relationships

Registered with (5)

→ CETERA PLANNING PARTNERSRegistered adviserregistration: current employment
Nov 21, 2019 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 14, 2014 to Nov 18, 2019factForm ADV
→ SMITH MOORE & CO.Registered adviserregistration: previous registration
Jan 15, 2013 to Apr 7, 2014factForm ADV
→ SMART401K, LLCRegistered adviserregistration: previous registration
Nov 18, 2009 to Jun 13, 2012factForm ADV
→ SVA WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
May 31, 2007 to Aug 27, 2009factForm ADV

Dated events

No dated event names this entity yet.