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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

Bradford C Corbett

Advisor at LPL FINANCIAL LLC

FORT MILL, SC | Bristol, RI | BRISTOL, RI

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Search this name across graphsid dfx:ria:a971413c-7e97-ef63-d501-c8be792d6536

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 16, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 1, 2002
First registration: Apr 16, 2013
Dual registered: yes, broker-dealer
IAPD individual key: 4298594

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 1, 2026	n/a	yes	Bristol, RI\|FORT MILL, SC\|BRISTOL, RI	Current employment
SANTANDER SECURITIES	Bd affiliated wealth	Apr 24, 2019	Aug 16, 2022	no	Bristol, RI\|Wickford, RI\|Middletown, RI\|Newport, RI\|Boston, MA\|Barrington, RI	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Apr 22, 2013	Nov 6, 2018	no	PROVIDENCE, RI\|QUINCY, MA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Apr 16, 2013	Nov 6, 2018	no	Providence, RI\|Boston, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SANTANDER SECURITIES	LPL FINANCIAL LLC	Aug 16, 2022	Jan 1, 2026	1,234	Firm change after gap	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	SANTANDER SECURITIES	Nov 6, 2018	Apr 24, 2019	169	Firm change	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Nov 6, 2018	Apr 22, 2013	-2,024	Channel change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ SANTANDER SECURITIESRegistered adviserregistration: previous registration
Apr 24, 2019 to Aug 16, 2022factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 22, 2013 to Nov 6, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Apr 16, 2013 to Nov 6, 2018factForm ADV

Dated events

Occurred
Aug 16, 2022
Advisor changed firm
Bradford C Corbett left Santander Securities for Lpl Financial Llc (registered 2026-01-01)
Form ADVobserved 5 days ago