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Advisor at THE AMERIFLEX GROUP
Lakewood Ranch, FL | Longboat Key, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE AMERIFLEX GROUP | Bd affiliated wealth | Oct 22, 2021 | n/a | yes | Longboat Key, FL|Lakewood Ranch, FL | Current employment |
| AURORA PRIVATE WEALTH, INC. | Independent wealth | Jan 15, 2019 | Oct 21, 2021 | no | Sea Girt, NJ|TOTOWA, NJ | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 17, 2016 | Jan 10, 2019 | no | Wall Township, NJ|St. Petersburg, FL | Previous registration |
| GIRARD SECURITIES, INC. | Former SEC adviser | Mar 31, 2004 | Oct 21, 2016 | no | SEA GIRT, NJ|SAN DIEGO, CA | Previous registration |
| MAIN STREET MANAGEMENT COMPANY | n/a | Nov 15, 2002 | Mar 31, 2004 | no | MENDHAM, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AURORA PRIVATE WEALTH, INC. | THE AMERIFLEX GROUP | Oct 21, 2021 | Oct 22, 2021 | 1 | Firm change | RIA to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | AURORA PRIVATE WEALTH, INC. | Jan 10, 2019 | Jan 15, 2019 | 5 | Firm change | Ibd to RIA |
| GIRARD SECURITIES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 21, 2016 | Oct 17, 2016 | -4 | Firm change | Other |
| MAIN STREET MANAGEMENT COMPANY | GIRARD SECURITIES, INC. | Mar 31, 2004 | Mar 31, 2004 | 0 | Firm change | Other |