This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

WELLS FARGO ADVISORS

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

1

Exams

S66

First exam

Feb 17, 2022

First registration

Feb 24, 2022

Dual registered

yes, broker-dealer

Other names

Phillip Livio Faso|Phillip Faso

IAPD individual key

7169813

• Occurred

  Oct 10, 2025
  Advisor changed firm

  Phillip Livio Faso left Cetera Investment Advisers Llc for Wells Fargo Advisors (registered 2025-10-01)

  Form ADVobserved 5 days ago
• Occurred

  Sep 19, 2025
  Advisor changed firm

  Phillip Livio Faso left Ergawealth Advisors, Inc. for Cetera Investment Advisers Llc (registered 2024-03-21)

  Form ADVobserved 5 days ago
• Occurred

  Mar 21, 2024
  Advisor changed firm

  Phillip Livio Faso left Cetera Advisors Llc for Ergawealth Advisors, Inc. (registered 2022-05-26)

  Form ADVobserved 5 days ago
• Occurred

  May 17, 2022
  Advisor changed firm

  Phillip Livio Faso left Wintrust Investments for Cetera Advisors Llc (registered 2022-05-16)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c12d6dfa-c432-7b80-be38-819bf3334cd0

First observed

Feb 24, 2022

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.