DFX Intelligence

D•••• T•••••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

D•••• T•••••• D•••••••••

Advisor at O•••• W•••••• I•••

Pullman, WA

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Search this name across graphsid dfx:ria:a9bf9484-c382-0c0a-ee7c-0ec1b6d21dee

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Jan 5, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 5, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Oct 1, 2024	n/a	yes	Pullman, WA	Current employment
W•••• I••••••••• M•••••••••	n/a	Dec 6, 2017	Oct 2, 2024	no	Pullman, WA\|Pullman, WA\|Pullman, WA\|Pullman, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	W•••• I••••••••• M•••••••••	Oct 9, 2024	Dec 6, 2017	-2,499	Firm change after gap	Other
W•••• I••••••••• M•••••••••	O•••• W•••••• I•••	Oct 2, 2024	Oct 1, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:154578:WA:2024-10-09	Oct 9, 2024	Dec 6, 2017	UNION GAP, WA	Firm change after gap
154578:23131:WA:2024-10-02	Oct 2, 2024	Oct 1, 2024	PULLMAN, WA	Firm change

Relationships

Registered with (8)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Oct 1, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 22, 2017 to Oct 9, 2024factForm ADV
→ W•••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Dec 6, 2017 to Oct 2, 2024factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviser

Dated events

Occurred
Oct 9, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a9bf9484-c382-0c0a-ee7c-0ec1b6d21dee
First observed: Jan 5, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.