J••••• C• D••••

Advisor at G••••• • C••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a9c1379f-3309-0e76-3241-98b5ac310f8b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 19, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• • C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 20, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• • C••••••	Independent wealth	Apr 18, 2019	n/a	yes	WESTBOROUGH, MA\|TROPHY CLUB, TX\|SOUTHLAKE, TX	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Dec 20, 2017	Apr 23, 2019	no	FLOWER MOUND, TX\|FLOWER MOUND, TX\|Lantana, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	G••••• • C••••••	Apr 23, 2019	Apr 18, 2019	-5	Firm change	Wirehouse to RIA
T• A••••••••• I••••••••• M••••••••• L••	T• A••••••••• I•••	Jan 18, 2018	Jan 13, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
111514:7870:TX:2018-01-18	Jan 18, 2018	Jan 13, 2012	PLANO, TX	Firm change after gap

Relationships

Registered with (4)

→ G••••• • C••••••Registered adviserregistration: current employment
Apr 18, 2019 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Dec 20, 2017 to Apr 23, 2019factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 19, 2011 to Jan 18, 2018factForm ADV
→ T• A••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a9c1379f-3309-0e76-3241-98b5ac310f8b
First observed: Jul 19, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.