S•••••• L••

Advisor at F••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a9c15dc1-16c1-3c46-cf83-09f8518483c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

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Firm	Class	Began	Ended	Current	Branch	Basis
F••••	Independent wealth	Mar 4, 2021	n/a	yes	WEST PALM BEACH, FL\|San Rafael, CA	Current employment
G••••	Former SEC adviser	Jun 29, 2017	Sep 6, 2019	no	SAN FRANCISCO, CA	Previous registration

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
G••••	F••••	Sep 6, 2019	Mar 4, 2021	545	Firm change after gap	RIA to RIA
W••••••••• A•••••••	G••••	Jun 8, 2017	Jun 29, 2017

Team moves

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Team	Left	Joined	From	Kind
281084:285961:CA:2019-09-06	Sep 6, 2019	Mar 4, 2021	SAN FRANCISCO, CA	Firm change after gap

Relationships

Registered with (3)

→ F••••Registered adviserregistration: current employment
Mar 4, 2021 to presentfactForm ADV
→ G••••Registered adviserregistration: previous registration
Jun 29, 2017 to Sep 6, 2019factForm ADV
→ W••••••••• A•••••••Registered adviserregistration: previous registration
Apr 2, 2013 to Jun 8, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a9c15dc1-16c1-3c46-cf83-09f8518483c0
First observed: Apr 2, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.