DFX Intelligence

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

GROVE

GROVE ADVISORS LLC, CRD 281084

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:37871deb-dc71-540f-022a-6e3cc9dcf5bf

Data as of Apr 30, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Nov 28, 2018 to Apr 30, 2019
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $4.0MItem 5.F on the latest filing (2019-04-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.0M
Private client RAUM: $4.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17
Advisory employees: 8
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 42
Individual clients: 18
SEC number: 801-114503
CRD: 281084
Filings on the tape: 5
First filed: Nov 28, 2018
Latest filed: Apr 30, 2019
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DOYLE, CHRISTOPHER, R	CHIEF FINANCIAL OFFICER	C	yes	04/2016	Nov 28, 2018	Apr 30, 2019
DOYLE, CHRISTOPHER, R	CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	07/2015	Nov 28, 2018	Apr 30, 2019
GROVE HOLDINGS INC.	MANAGING MEMEBER	E	yes	04/2016	Nov 28, 2018	Apr 30, 2019
HUTCHINS, CHRISTOPHER, WORTHINGTON	CHIEF EXECUTIVE OFFICER	C	yes	04/2016	Nov 28, 2018	Apr 30, 2019
HUTCHINS, CHRISTOPHER, WORTHINGTON	CHIEF EXECUTIVE OFFICER	Na	yes	07/2015	Nov 28, 2018	Apr 30, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 28, 2019	$4.0M	$4.0M	17	8	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$4.0M	n/a	n/a	n/a	n/a	17	n/a	1	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Facet	2	Sep 6, 2019	Mar 4, 2021	SAN FRANCISCO, CA	Team lift out	RIA to RIA	40.0%

Relationships

Controls (3)

← HUTCHINS, CHRISTOPHER, WORTHINGTONOwnerCHIEF EXECUTIVE OFFICER, ownership code C, individual
Nov 28, 2018 to presentfactForm ADV
← DOYLE, CHRISTOPHER, ROwnerCHIEF FINANCIAL OFFICER, ownership code C, individual
Nov 28, 2018 to presentfactForm ADV
← GROVE HOLDINGS INC.OwnerMANAGING MEMEBER, ownership code E, domestic entity
Nov 28, 2018 to presentfactForm ADV

Moved with (1)

→ FACETRegistered adviser2 advisors, team lift out, same day
Sep 6, 2019 to Mar 4, 2021factForm ADV

Registered with (5)

← LESLIE LOIS MALLMANAdvisorregistration: previous registration
Dec 22, 2016 to Sep 6, 2019factForm ADV
← SABRINA LEEAdvisorregistration: previous registration
Jun 29, 2017 to Sep 6, 2019factForm ADV
← CASEY ROBERTS HULLAdvisorregistration: previous registration
Mar 6, 2019 to Sep 6, 2019factForm ADV
← Roger George TranAdvisorregistration: previous registration
Mar 14, 2019 to Sep 6, 2019factForm ADV
← LEOTIE FUKAWAAdvisorregistration: previous registration
Oct 26, 2018 to Sep 6, 2019factForm ADV

Dated events

Occurred
Nov 28, 2018
First Form ADV filing
Grove filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37871deb-dc71-540f-022a-6e3cc9dcf5bf
First observed: Nov 28, 2018
Last observed: Apr 30, 2019 89 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GROVE

GROVE ADVISORS LLC, CRD 281084

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:37871deb-dc71-540f-022a-6e3cc9dcf5bf

Data as of Apr 30, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:50 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DOYLE, CHRISTOPHER, R

CHIEF FINANCIAL OFFICER

yes

04/2016

Nov 28, 2018

Apr 30, 2019

DOYLE, CHRISTOPHER, R

CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER

yes

07/2015

Nov 28, 2018

Apr 30, 2019

GROVE HOLDINGS INC.

MANAGING MEMEBER

yes

04/2016

Nov 28, 2018

Apr 30, 2019

HUTCHINS, CHRISTOPHER, WORTHINGTON

CHIEF EXECUTIVE OFFICER

yes

04/2016

Nov 28, 2018

Apr 30, 2019

HUTCHINS, CHRISTOPHER, WORTHINGTON

CHIEF EXECUTIVE OFFICER

yes

07/2015

Nov 28, 2018

Apr 30, 2019

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 28, 2019

$4.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$4.0M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Facet

Sep 6, 2019

Mar 4, 2021

SAN FRANCISCO, CA

Team lift out

RIA to RIA

40.0%