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RIA / WealthAdvisor42 years in industry

JAMES RICHARD TUBEROSA

Advisor at SKYVIEW PINNACLE

APOLLO BEACH, FL

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Search this name across graphsid dfx:ria:a9c862d2-0aeb-520d-0e0b-2c547083891d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 15, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SKYVIEW PINNACLE
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 12, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 12, 1984
First registration: Aug 15, 2000
Dual registered: no
Other names: RICK TUBEROSA|RICK TUBEROSA
IAPD individual key: 1277676

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SKYVIEW PINNACLE	Former SEC adviser	Nov 14, 2025	n/a	yes	APOLLO BEACH, FL	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 5, 2009	May 4, 2022	no	Sun City Center, FL	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Dec 9, 2004	Oct 5, 2009	no	SUN CITY, FL\|SUN CITY CENTER, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 15, 2000	Nov 29, 2004	no	SUN CITY CENTER, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	SKYVIEW PINNACLE	May 4, 2022	Nov 14, 2025	1,290	Firm change after gap	Ibd to new firm
AMERIPRISE ADVISOR SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 5, 2009	Oct 5, 2009	0	Bulk transfer	Other
WELLS FARGO ADVISORS	AMERIPRISE ADVISOR SERVICES, INC.	Nov 29, 2004	Dec 9, 2004	10	Firm change	Other

Relationships

Registered with (4)

→ SKYVIEW PINNACLERegistered adviserregistration: current employment
Nov 14, 2025 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 5, 2009 to May 4, 2022factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Dec 9, 2004 to Oct 5, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 15, 2000 to Nov 29, 2004factForm ADV

Dated events

Occurred
May 4, 2022
Advisor changed firm
James Richard Tuberosa left Ameriprise Financial Services, Llc for Skyview Pinnacle (registered 2025-11-14)
Form ADVobserved 6 days ago