DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••• R•••••• T•••••••

S•••••• P•••••••formerApollo Beach, FlIA-onlyIAPD 1277676

Feed of 09/14/2026

Also filed as Rick T•••••••

At current firm

0 y

since Nov 14, 2025

In the industry

42 y

since Sep 12, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• P••••••• former current
since Nov 14, 2025 · Apollo Beach, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Oct 5, 2009 to May 4, 2022 · Sun City Center, Fl
A••••••••• A•••••• S•••••••• I••• unclassified
Dec 9, 2004 to Oct 5, 2009 · Sun City, Fl
W•••• F•••• A••••••• wirehouse
Aug 15, 2000 to Nov 29, 2004 · Sun City Center, Fl

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to S•••••• P•••••••
left May 4, 2022, registered Nov 14, 2025 (1290 days) · Affiliated broker-dealer or bank to a newly registered adviser
A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to A••••••••• A•••••• S•••••••• I•••
left Nov 29, 2004, registered Dec 9, 2004 (10 days) · Other

Signals

J•••• R•••••• T••••••• left A••••••••• F•••••••• S•••••••• L•• for S•••••• P••••••• (registered 2025-11-14)
May 4, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Former SEC-registered adviserderived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address