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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

Richard Homer Brown

Advisor at ONEAMERICA SECURITIES, INC.

INDIANAPOLIS, IN | Macon, GA

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Search this name across graphsid dfx:ria:a9dca8c7-9c99-70a7-1fd9-8a9d62ac02a3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 12, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ONEAMERICA SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Dec 14, 2002
First registration: Apr 12, 2004
Dual registered: yes, broker-dealer
Other names: RICHARD H BROWN|RICK BROWN|RICHARD H JR BROWN|RICHARD HOMER BROWN
IAPD individual key: 2859906

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Jan 9, 2020	n/a	yes	Macon, GA\|INDIANAPOLIS, IN	Current employment
CREATIVEONE SECURITIES, LLC	Bd affiliated wealth	Dec 12, 2017	Dec 31, 2017	no	Macon, GA\|Macon, GA\|OVERLAND PARK, KS\|OVERLAND PARK, KS	Previous registration
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Jan 22, 2015	Dec 8, 2015	no	Peachtree Corners, GA\|Peachtree Corners, GA\|MACON, GA	Previous registration
SUNSET FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 12, 2010	Oct 31, 2014	no	MACON, GA\|MACON, GA\|KANSAS CITY, MO	Previous registration
Spc	Bd affiliated wealth	Apr 12, 2004	Oct 29, 2010	no	MACON, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CREATIVEONE SECURITIES, LLC	ONEAMERICA SECURITIES, INC.	Dec 31, 2017	Jan 9, 2020	739	Firm change after gap	Ibd to ibd
ONEAMERICA SECURITIES, INC.	CREATIVEONE SECURITIES, LLC	Dec 8, 2015	Dec 12, 2017	735	Firm change after gap	Other
SUNSET FINANCIAL SERVICES, INC.	ONEAMERICA SECURITIES, INC.	Oct 31, 2014	Jan 22, 2015	83	Firm change	Other
Spc	SUNSET FINANCIAL SERVICES, INC.	Oct 29, 2010	Nov 12, 2010	14	Firm change	Other

Relationships

Registered with (4)

→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Jan 22, 2015 to Dec 8, 2015factForm ADV
→ CREATIVEONE SECURITIES, LLCRegistered adviserregistration: previous registration
Dec 12, 2017 to Dec 31, 2017factForm ADV
→ SUNSET FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 12, 2010 to Oct 31, 2014factForm ADV
→ SPCRegistered adviserregistration: previous registration
Apr 12, 2004 to Oct 29, 2010factForm ADV

Dated events

No dated event names this entity yet.