DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Homer Brown
Feed of 09/15/2026
Also filed as Richard H Brown
At current firm
6 y
since Jan 9, 2020
In the industry
23 y
since Oct 1, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Oneamerica Securities, Inc. BD affiliated currentsince Jan 9, 2020 · Macon, Ga
- Creativeone Securities, LLC BD affiliatedDec 12, 2017 to Dec 31, 2017 · Macon, Ga
- Oneamerica Securities, Inc. BD affiliatedJan 22, 2015 to Dec 8, 2015 · Peachtree Corners, Ga
- Sunset Financial Services, Inc. formerNov 12, 2010 to Oct 31, 2014 · Macon, Ga
- Spc BD affiliatedApr 12, 2004 to Oct 29, 2010 · Macon, Ga
Moves
a registration end followed by a registration begin elsewhere
- Creativeone Securities, LLC to Oneamerica Securities, Inc.left Dec 31, 2017, registered Jan 9, 2020 (739 days) · Affiliated broker-dealer or bank to another
- Oneamerica Securities, Inc. to Creativeone Securities, LLCleft Dec 8, 2015, registered Dec 12, 2017 (735 days) · Other
- Sunset Financial Services, Inc. to Oneamerica Securities, Inc.left Oct 31, 2014, registered Jan 22, 2015 (83 days) · Other
- Spc to Sunset Financial Services, Inc.left Oct 29, 2010, registered Nov 12, 2010 (14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address