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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

ARLINGTON FINANCIAL ADVISORS, LLC

CRD 283288

SANTA BARBARA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a9ffa5a4-e113-b3d5-1ba4-121cdec7f8de

Data as of Feb 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 2
On other graphs: 0
Observed: Mar 25, 2016 to Feb 25, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.2BItem 5.F on the latest filing (2026-02-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $1.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $155Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 16
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,575
Individual clients: 328
High net worth clients: 267
Custody, client assets: $52.3M
SEC number: 801-107857
CIK: 17165
CRD: 283288
Filings on the tape: 28
First filed: Mar 25, 2016
Latest filed: Feb 25, 2026
Organised: Limited Liability Company, CA
Website: arlingtonfinancialadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN ALFRED LORENZ	n/a	SANTA BARBARA, CA	10	30	2	no
ARTHUR GENTRY SWALLEY	n/a	SANTA BARBARA, CA	10	36	2	no
JOSEPH RICHARD WEILAND	Certified Financial Planner	SANTA BARBARA, CA	10	31	2	no
RICHARD WELLS HUGHES	n/a	SANTA BARBARA, CA	10	31	2	no
DIANNE GAYOSKI DUVA	Certified Financial Planner	SANTA BARBARA, CA	10	25	2	no
CODY ALLAN MAKELA	Certified Financial Planner	SANTA BARBARA, CA	9	15	n/a	no
Michael Eun Kyu Yang	Certified Financial Planner	SANTA BARBARA, CA	2	10	n/a	no
Allison Meier	Certified Financial Planner	SANTA BARBARA, CA	2	11	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DUVA, DIANNE, GAYOSKI	MANAGING MEMBER	B	yes	04/2016	Feb 25, 2026	Feb 25, 2026
HUGHES, RICHARD, WELLS	MANAGING MEMBER	B	yes	04/2016	Feb 25, 2026	Feb 25, 2026
LORENZ, JOHN, ALFRED	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	B	yes	04/2016	Feb 25, 2026	Feb 25, 2026
SWALLEY, ARTHUR, GENTRY	MANAGING MEMBER	B	yes	04/2016	Feb 25, 2026	Feb 25, 2026
WEILAND, JOSEPH, RICHARD	MANAGING MEMBER	B	yes	04/2016	Feb 25, 2026	Feb 25, 2026
MAKELA, CODY, ALLAN	MANAGING MEMBER	A	no	01/2021	Feb 25, 2026	Feb 25, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 25, 2026	$1.2B	$1.2B	16	8	0	n/a	n/a
2024	Mar 11, 2025	$1.0B	$1.0B	15	8	0	n/a	n/a
2023	Mar 18, 2024	$945M	$945M	102	8	0	n/a	n/a
2022	Mar 15, 2023	$741M	$741M	10	6	0	n/a	n/a
2021	Mar 17, 2022	$881M	$881M	10	6	1	n/a	n/a
2020	Mar 12, 2021	$753M	$753M	9	6	0	n/a	n/a
2019	Mar 12, 2020	$637M	$637M	9	6	0	n/a	n/a
2018	Mar 4, 2019	$513M	$513M	9	6	0	n/a	n/a
2017	Mar 6, 2018	$493M	$493M	8	6	0	n/a	n/a
2016	Jan 27, 2017	$406M	$384M	8	5	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$1.0B	18.5%	$741M	18.6%	16	15	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WELLS FARGO ADVISORS	5	Jun 21, 2016	May 18, 2016	SANTA BARBARA, CA	Team lift out	Wirehouse to new firm	0.4%

Relationships

Registered with (8)

← Allison MeierAdvisorregistration: current employment
Oct 24, 2023 to presentfactForm ADV
← Michael Eun Kyu YangAdvisorregistration: current employment
Sep 28, 2023 to presentfactForm ADV
← CODY ALLAN MAKELAAdvisorregistration: current employment
Apr 25, 2017 to presentfactForm ADV
← JOHN ALFRED LORENZAdvisorregistration: current employment
May 18, 2016 to presentfactForm ADV
← ARTHUR GENTRY SWALLEYAdvisorregistration: current employment
May 18, 2016 to presentfactForm ADV
← JOSEPH RICHARD WEILANDAdvisorregistration: current employment
May 18, 2016 to presentfactForm ADV
← RICHARD WELLS HUGHESAdvisorregistration: current employment
May 18, 2016 to presentfactForm ADV
← DIANNE GAYOSKI DUVAAdvisorregistration: current employment
May 18, 2016 to presentfactForm ADV

Controls (5)

← LORENZ, JOHN, ALFREDOwnerMANAGING MEMBER & CHIEF COMPLIANCE OFFICER, ownership code B, individual
Mar 25, 2016 to Mar 18, 2024factForm ADV
← SWALLEY, ARTHUR, GENTRYOwnerMANAGING MEMBER, ownership code B, individual
Mar 25, 2016 to Mar 18, 2024factForm ADV
← WEILAND, JOSEPH, RICHARDOwnerMANAGING MEMBER, ownership code B, individual
Mar 25, 2016 to Mar 18, 2024factForm ADV
← HUGHES, RICHARD, WELLSOwnerMANAGING MEMBER, ownership code B, individual
Mar 25, 2016 to Mar 18, 2024factForm ADV
← DUVA, DIANNE, GAYOSKIOwnerMANAGING MEMBER, ownership code B, individual
Mar 25, 2016 to Mar 18, 2024factForm ADV

Owns (1)

← MAKELA, CODY, ALLANOwnerMANAGING MEMBER, ownership code A, individual
Jan 26, 2021 to Mar 18, 2024factForm ADV

Moved with (1)

← WELLS FARGO ADVISORSRegistered adviser5 advisors, team lift out, same day
Jun 21, 2016 to May 18, 2016factForm ADV

Dated events

Occurred
Mar 18, 2024
Regulatory AUM changed
Arlington Financial Advisors, Llc reported RAUM $944.5M, up 28% from $740.7M (2023-03-17 to 2024-03-18)
Form ADVobserved 3 days ago
$204M
Occurred
Mar 25, 2016
First Form ADV filing
Arlington Financial Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a9ffa5a4-e113-b3d5-1ba4-121cdec7f8de
First observed: Mar 25, 2016
Last observed: Feb 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ARLINGTON FINANCIAL ADVISORS, LLC

CRD 283288

SANTA BARBARA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a9ffa5a4-e113-b3d5-1ba4-121cdec7f8de

Data as of Feb 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:42 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN ALFRED LORENZ

n/a

SANTA BARBARA, CA

ARTHUR GENTRY SWALLEY

n/a

SANTA BARBARA, CA

JOSEPH RICHARD WEILAND

Certified Financial Planner

SANTA BARBARA, CA

RICHARD WELLS HUGHES

n/a

SANTA BARBARA, CA

DIANNE GAYOSKI DUVA

Certified Financial Planner

SANTA BARBARA, CA

CODY ALLAN MAKELA

Certified Financial Planner

SANTA BARBARA, CA

n/a

Michael Eun Kyu Yang

Certified Financial Planner

SANTA BARBARA, CA

n/a

Allison Meier

Certified Financial Planner

SANTA BARBARA, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DUVA, DIANNE, GAYOSKI

MANAGING MEMBER

yes

04/2016

Feb 25, 2026

HUGHES, RICHARD, WELLS

MANAGING MEMBER

yes

04/2016

Feb 25, 2026

LORENZ, JOHN, ALFRED

MANAGING MEMBER & CHIEF COMPLIANCE OFFICER

yes

04/2016

Feb 25, 2026

SWALLEY, ARTHUR, GENTRY

MANAGING MEMBER

yes

04/2016

Feb 25, 2026

WEILAND, JOSEPH, RICHARD

MANAGING MEMBER

yes

04/2016

Feb 25, 2026

MAKELA, CODY, ALLAN

MANAGING MEMBER

01/2021

Feb 25, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 25, 2026

$1.2B

n/a

2024

Mar 11, 2025

$1.0B

n/a

2023

Mar 18, 2024

$945M

102

n/a

2022

Mar 15, 2023

$741M

n/a

2021

Mar 17, 2022

$881M

n/a

2020

Mar 12, 2021

$753M

n/a

2019

Mar 12, 2020

$637M

n/a

2018

Mar 4, 2019

$513M

n/a

2017

Mar 6, 2018

$493M

n/a

2016

Jan 27, 2017

$406M

$384M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.2B

$1.0B

18.5%

$741M

18.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WELLS FARGO ADVISORS

Jun 21, 2016

May 18, 2016

SANTA BARBARA, CA

Team lift out

Wirehouse to new firm

0.4%