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Advisor at ARLINGTON FINANCIAL ADVISORS, LLC
SANTA BARBARA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARLINGTON FINANCIAL ADVISORS, LLC | Independent wealth | May 18, 2016 | n/a | yes | SANTA BARBARA, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Dec 7, 2010 | Jun 21, 2016 | no | SANTA BARBARA, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 3, 1998 | Dec 9, 2010 | no | SANTA BARBARA, CA|SANTA BARBARA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | ARLINGTON FINANCIAL ADVISORS, LLC | Jun 21, 2016 | May 18, 2016 | -34 | Firm change after gap | Wirehouse to new firm |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Dec 9, 2010 | Dec 7, 2010 | -2 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:283288:CA:2016-06-21 | Jun 21, 2016 | May 18, 2016 | SANTA BARBARA, CA | Firm change after gap |