DFX Intelligence

R••• S•••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst13 years in industry

R••• S•••• W•••••••

Advisor at M••••• G••••• A••••••• I•••

Castaic, CA | DENVER, CO

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Search this name across graphsid dfx:ria:aa0edb45-277a-9c09-6085-c7cf8dbf3567

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 9, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 12, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Dec 10, 2025	n/a	yes	Castaic, CA\|DENVER, CO	Current employment
H••• I••••• F•••••••• L••	Independent wealth	Sep 3, 2021	Nov 17, 2022	no	GRAND RAPIDS, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••• I••••• F•••••••• L••	M••••• G••••• A••••••• I•••	Nov 17, 2022	Dec 10, 2025	1,119	Firm change after gap	RIA to RIA
A••••••••• F•••••••• S•••••••• L••	H••• I••••• F•••••••• L••	Sep 7, 2021	Sep 3, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:313469:MI:2021-09-07	Sep 7, 2021	Sep 3, 2021	GRAND RAPIDS, MI	Firm change

Relationships

Registered with (3)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: previous registration
Oct 9, 2015 to Jun 8, 2017factForm ADV
→ H••• I••••• F•••••••• L••Registered adviserregistration: previous registration
Sep 3, 2021 to Nov 17, 2022factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 21, 2017 to Sep 7, 2021factForm ADV

Dated events

Occurred
Nov 17, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa0edb45-277a-9c09-6085-c7cf8dbf3567
First observed: Oct 9, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.