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H••• I••••• F•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

H••• I••••• F•••••••• L••

CRD 313469

GRAND RAPIDS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:33e61d82-494a-6c54-3d58-65c62ed7d6b0

Data as of Aug 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 8
On other graphs: 0
Observed: Jun 23, 2021 to Aug 5, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $624MItem 5.F on the latest filing (2026-08-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $588M
Private client RAUM: $568MderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K•••• M•••••• T••••	n/a	GRAND RAPIDS, MI	5	24	1	no
R•••••• L••••• P••••	n/a	GRAND RAPIDS, MI	5	20

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••••• J•••••	MEMBER / PRINCIPAL AND CHIEF COMPLIANCE OFFICER	B	yes	09/2021	Aug 20, 2021	Sep 3, 2024
T••••• K••••• M••••••	MANAGING MEMBER / MANAGING PRINCIPAL	E	yes	09/2021	Aug 20, 2021

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	12.5%	0	0	0	2	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$624M	$537M	16.2%	$332M	23.5%	11	10	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
A••••••••• F•••••••• S•••••••• L••	3	Sep 7, 2021	Sep 3, 2021	GRAND RAPIDS, MI	Team lift out	Ibd to new firm	0.0%

Relationships

Registered with (11)

← D••••• J•• B•••••••Advisorregistration: current employment
Mar 30, 2026 to presentfactForm ADV
← B•••• A•••••••• A•••••Advisorregistration: current employment
Sep 3, 2024 to presentfactForm ADV
← J•••• A••••• V•••••••••Advisorregistration: current employment
Sep 3, 2024 to presentfactForm ADV
← A••••• B•••••••

Dated events

Occurred
Nov 3, 2025
Advisor changed firm
Andrew Nicholas Knapp left H••• I••••• F•••••••• L•• for Foguth Wealth Management, Llc. (registered 2026-01-20)
Form ADVobserved 6 days ago
Occurred
Mar 26, 2024
Regulatory AUM changed
H••• I••••• F•••••••• L•• reported RAUM $446.6M, up 35% from $331.6M (2023-09-15 to 2024-03-26)
Form ADVobserved 6 days ago
$115M
Occurred
Oct 3, 2023
Advisor changed firm
Scott Goldman left H••• I••••• F•••••••• L•• for Eagle Strategies Llc (registered 2024-02-12)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33e61d82-494a-6c54-3d58-65c62ed7d6b0
First observed: Jun 23, 2021
Last observed: Aug 5, 2026 47 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.