This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 22, 2001earliest registration or exam on IAPD

Years in industry

25derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Mar 22, 2001

First registration

Jun 25, 2012

Dual registered

yes, broker-dealer

Other names

KEVIN P SMITH|KEVIN SMITH

IAPD individual key

4314745

• Occurred

  Dec 5, 2025
  Advisor changed firm

  Kevin Patrick Smith left Key Investment Services Llc for Ameriprise Financial Services, Llc (registered 2025-12-05)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:aa158f2c-0628-daee-ce8c-6dc20ed6a3cf

First observed

Jun 25, 2012

Last observed

Sep 14, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.