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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

MOLLY JO MILLER

Advisor at LPL FINANCIAL LLC

LA MESA, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 17, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jul 17, 1984
First registration: Jul 8, 1997
Dual registered: yes, broker-dealer
Other names: MOLLY JO MILLER|MOLLYJO MILLER
IAPD individual key: 1074354

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 20, 2014	n/a	yes	LA MESA, CA	Current employment
D.A. DAVIDSON & CO.	Independent wealth	Nov 25, 2013	Jun 24, 2014	no	SAN DIEGO, CA	Previous registration
CROWELL WEEDON & CO.	Former SEC adviser	Nov 4, 2013	Nov 25, 2013	no	SAN DIEGO, CA	Previous registration
CROWELL, WEEDON & CO.	Former SEC adviser	Jun 15, 2009	Nov 4, 2013	no	SAN DIEGO, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Jun 15, 2009	no	SAN DIEGO, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jul 8, 1997	Jan 1, 2008	no	SAN DIEGO, CA\|SAN DIEGO, CA\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D.A. DAVIDSON & CO.	LPL FINANCIAL LLC	Jun 24, 2014	Jun 20, 2014	-4	Firm change	Other
CROWELL WEEDON & CO.	D.A. DAVIDSON & CO.	Nov 25, 2013	Nov 25, 2013	0	Bulk transfer	Other
CROWELL, WEEDON & CO.	CROWELL WEEDON & CO.	Nov 4, 2013	Nov 4, 2013	0	Bulk transfer	Other
WELLS FARGO ADVISORS	CROWELL, WEEDON & CO.	Jun 15, 2009	Jun 15, 2009	0	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 20, 2014 to presentfactForm ADV
→ D.A. DAVIDSON & CO.Registered adviserregistration: previous registration
Nov 25, 2013 to Jun 24, 2014factForm ADV
→ CROWELL WEEDON & CO.Registered adviserregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
→ CROWELL, WEEDON & CO.Registered adviserregistration: previous registration
Jun 15, 2009 to Nov 4, 2013factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Jun 15, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jul 8, 1997 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.