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RIA / WealthAdvisor29 years in industry

PHILIP MOSTON

Advisor at TAMAR SECURITIES, LLC

WOODLAND HILLS, CA

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Search this name across graphsid dfx:ria:aa3cb0ba-ee32-750c-15a1-29a7213a2372

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Sep 11, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TAMAR SECURITIES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 2, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63|S66
First exam: Jun 2, 1997
First registration: Sep 11, 2012
Dual registered: no
Other names: Philip Moston|PHILIP ROBERT MOSTON|Philip R Moston
IAPD individual key: 2885886

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TAMAR SECURITIES, LLC	Independent wealth	Apr 28, 2025	n/a	yes	WOODLAND HILLS, CA	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 3, 2023	Nov 5, 2024	no	WESTLAKE VILLAGE, CA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Jan 11, 2023	Nov 3, 2023	no	WESTLAKE VILLAGE, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 14, 2020	Jul 6, 2022	no	WESTLAKE VILLAGE, CA\|NEWBURY PARK, CA\|WOODLAND HILLS, CA	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Sep 11, 2018	Mar 27, 2020	no	Beverly Hills, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 2, 2017	Sep 26, 2018	no	Agoura, CA\|Fountain Valley, CA\|Agoura Hills, CA\|Burbank, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Feb 21, 2013	Apr 26, 2017	no	THOUSAND OAKS, CA\|AGOURA HILLS, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 11, 2012	Jan 2, 2013	no	WESTLAKE VILLAGE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	TAMAR SECURITIES, LLC	Nov 5, 2024	Apr 28, 2025	174	Firm change	Ibd to RIA
FSC SECURITIES CORPORATION	OSAIC WEALTH, INC.	Nov 3, 2023	Nov 3, 2023	0	Bulk transfer	Ibd to ibd
WELLS FARGO ADVISORS	FSC SECURITIES CORPORATION	Jul 6, 2022	Jan 11, 2023	189	Firm change	Wirehouse to ibd
U.S. BANCORP INVESTMENTS, INC.	WELLS FARGO ADVISORS	Mar 27, 2020	May 14, 2020	48	Firm change	Ibd to wirehouse
CITIGROUP GLOBAL MARKETS INC.	U.S. BANCORP INVESTMENTS, INC.	Sep 26, 2018	Sep 11, 2018	-15	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	CITIGROUP GLOBAL MARKETS INC.	Apr 26, 2017	May 2, 2017	6	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN SECURITIES LLC	Jan 2, 2013	Feb 21, 2013	50	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
17868:19616:CA:2020-03-27	Mar 27, 2020	May 14, 2020	BEVERLY HILLS, CA	Firm change

Relationships

Registered with (8)

→ TAMAR SECURITIES, LLCRegistered adviserregistration: current employment
Apr 28, 2025 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 3, 2023 to Nov 5, 2024factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 11, 2023 to Nov 3, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 14, 2020 to Jul 6, 2022factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Sep 11, 2018 to Mar 27, 2020factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 2, 2017 to Sep 26, 2018factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Feb 21, 2013 to Apr 26, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 11, 2012 to Jan 2, 2013factForm ADV

Dated events

Occurred
Nov 5, 2024
Advisor changed firm
Philip Moston left Osaic Wealth, Inc. for Tamar Securities, Llc (registered 2025-04-28)
Form ADVobserved 6 days ago
Occurred
Jul 6, 2022
Advisor changed firm
Philip Moston left Wells Fargo Advisors for Fsc Securities Corporation (registered 2023-01-11)
Form ADVobserved 6 days ago