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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)40 years in industry

CHRISTOPHER GRISWOLD GENT

Advisor at CETERA INVESTMENT ADVISERS LLC

WEST HARTFORD, CT

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Search this name across graphsid dfx:ria:aa4208d1-8c18-a50e-04dc-e378a15cb0b4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 10, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 2, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S65|S63
First exam: Jun 2, 1986
First registration: Jul 10, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 220733

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	May 14, 2025	n/a	yes	WEST HARTFORD, CT	Current employment
Spc	Bd affiliated wealth	May 2, 2011	May 13, 2025	no	ANN ARBOR, MI\|WEST HARTFORD, CT\|WEST HARTFORD, CT\|West Hartford, CT	Previous registration
OHANESIAN / LECOURS, INC.	Former SEC adviser	Sep 1, 2009	May 4, 2011	no	WEST HARTFORD, CT\|WEST HARTFORD, CT\|WEST HARTFORD, CT	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jul 10, 1999	Sep 9, 2009	no	WEST HARTFORD, CT\|WEST HARTFORD, CT\|AGAWAM, MA\|WEST HARTFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Spc	CETERA INVESTMENT ADVISERS LLC	May 13, 2025	May 14, 2025	1	Firm change	Ibd to ibd
OHANESIAN / LECOURS, INC.	Spc	May 4, 2011	May 2, 2011	-2	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	OHANESIAN / LECOURS, INC.	Sep 9, 2009	Sep 1, 2009	-8	Firm change	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
May 14, 2025 to presentfactForm ADV
→ SPCRegistered adviserregistration: previous registration
May 2, 2011 to May 13, 2025factForm ADV
→ OHANESIAN / LECOURS, INC.Registered adviserregistration: previous registration
Sep 1, 2009 to May 4, 2011factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jul 10, 1999 to Sep 9, 2009factForm ADV

Dated events

Occurred
May 13, 2025
Advisor changed firm
Christopher Griswold Gent left Spc for Cetera Investment Advisers Llc (registered 2025-05-14)
Form ADVobserved 6 days ago