RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• G••••••• G•••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince May 14, 2025 · West Hartford, Ct
- S•• BD affiliatedMay 2, 2011 to May 13, 2025 · Ann Arbor, Mi
- O•••••••• • L••••••• I••• formerSep 1, 2009 to May 4, 2011 · West Hartford, Ct
- N•• E•••••• S••••••••• C••••••••• formerJul 10, 1999 to Sep 9, 2009 · West Hartford, Ct
- S•• to C••••• I••••••••• A••••••• L••left May 13, 2025, registered May 14, 2025 (1 days) · Affiliated broker-dealer or bank to another
- O•••••••• • L••••••• I••• to S••left May 4, 2011, registered May 2, 2011 (-2 days) · Other
- N•• E•••••• S••••••••• C••••••••• to O•••••••• • L••••••• I•••left Sep 9, 2009, registered Sep 1, 2009 (-8 days) · Other
- C••••••••• G••••••• G••• left Spc for C••••• I••••••••• A••••••• L•• (registered 2025-05-14)May 13, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address