DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at FARTHER
SAN FRANCISCO, CA | Portland, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Farther | Independent wealth | Jun 15, 2026 | n/a | yes | Portland, ME|SAN FRANCISCO, CA | Current employment |
| WEALTHSHIELD PARTNERS, LLC | Independent wealth | Dec 3, 2021 | Jul 1, 2026 | no | Portland, ME|CARY, NC|Portland,, ME | Previous registration |
| HARBORVIEW ADVISORS | Former SEC adviser | Apr 20, 2015 | Dec 26, 2021 | no | PORTLAND, ME | Previous registration |
| KOVACK ADVISORS, INC. | Bd affiliated wealth | Apr 20, 2015 | Apr 21, 2015 | no | PORTLAND, ME|FT. LAUDERDALE, FL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 25, 2011 | Apr 16, 2015 | no | MINNEAPOLIS, MN|MINNEAPOLIS, MN|FALMOUTH, ME | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Dec 17, 2008 | Apr 25, 2011 | no | PORTLAND, ME | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEALTHSHIELD PARTNERS, LLC | Farther | Jul 1, 2026 | Jun 15, 2026 | -16 | Firm change | RIA to RIA |
| HARBORVIEW ADVISORS | WEALTHSHIELD PARTNERS, LLC | Dec 26, 2021 | Dec 3, 2021 | -23 | Firm change | RIA to RIA |
| KOVACK ADVISORS, INC. | HARBORVIEW ADVISORS | Apr 21, 2015 | Apr 20, 2015 | -1 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | KOVACK ADVISORS, INC. | Apr 16, 2015 | Apr 20, 2015 | 4 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 169584:302050:ME:2026-07-01 | Jul 1, 2026 | Jun 15, 2026 | PORTLAND,, ME | Firm change |
| 173012:169584:ME:2021-12-26 | Dec 26, 2021 | Dec 3, 2021 | PORTLAND, ME | Firm change |