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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

SAMANTHA Nicole WINNER

Advisor at LPL ENTERPRISE, LLC

PLAIN CITY, OH

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Search this name across graphsid dfx:ria:aa88f6b0-8446-b989-8475-91f39f3ec06d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Nov 6, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 21, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Mar 21, 2012
First registration: Nov 6, 2015
Dual registered: yes, broker-dealer
Other names: SAMANTHA DEVITA|SAMANTHA NICOLE DEVITA|SAMANTHA N. WINNER|SAMANTHA WINNER
IAPD individual key: 5945078

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Jun 11, 2026	n/a	yes	PLAIN CITY, OH	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Apr 11, 2024	Jun 1, 2026	no	Urbana, OH	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 28, 2023	Apr 19, 2024	no	DUBLIN, OH	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 10, 2021	Sep 25, 2023	no	Miamisburg, OH	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 20, 2019	Nov 9, 2021	no	MIAMISBURG, OH	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 27, 2017	Sep 10, 2019	no	Miamisburg, OH	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jun 22, 2017	Sep 5, 2017	no	COLUMBUS, OH	Previous registration
MORGAN STANLEY	Wirehouse	Feb 5, 2016	Jun 8, 2017	no	Columbus, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 6, 2015	Jan 26, 2016	no	COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	LPL ENTERPRISE, LLC	Jun 1, 2026	Jun 11, 2026	10	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Apr 19, 2024	Apr 11, 2024	-8	Firm change	Wirehouse to ibd
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Sep 25, 2023	Sep 28, 2023	3	Firm change	Wirehouse to wirehouse
WELLS FARGO ADVISORS	UBS FINANCIAL SERVICES INC.	Nov 9, 2021	Nov 10, 2021	1	Firm change	Wirehouse to wirehouse
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Sep 10, 2019	Sep 20, 2019	10	Firm change	Wirehouse to wirehouse
J.P. MORGAN SECURITIES LLC	UBS FINANCIAL SERVICES INC.	Sep 5, 2017	Oct 27, 2017	52	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	J.P. MORGAN SECURITIES LLC	Jun 8, 2017	Jun 22, 2017	14	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Jan 26, 2016	Feb 5, 2016	10	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:19616:OH:2019-09-10	Sep 10, 2019	Sep 20, 2019	MIAMISBURG, OH	Firm change

Relationships

Registered with (7)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Jun 11, 2026 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Apr 11, 2024 to Jun 1, 2026factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 28, 2023 to Apr 19, 2024factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 10, 2021 to Sep 25, 2023factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jun 22, 2017 to Sep 5, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Feb 5, 2016 to Jun 8, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 6, 2015 to Jan 26, 2016factForm ADV

Dated events

Occurred
Jun 1, 2026
Advisor changed firm
Samantha Nicole Winner left Raymond James Financial Services Advisors, Inc for Lpl Enterprise, Llc (registered 2026-06-11)
Form ADVobserved 3 days ago
Occurred
Apr 19, 2024
Advisor changed firm
Samantha Nicole Winner left Wells Fargo Advisors for Raymond James Financial Services Advisors, Inc (registered 2024-04-11)
Form ADVobserved 3 days ago
Occurred
Sep 25, 2023
Advisor changed firm
Samantha Nicole Winner left Ubs Financial Services Inc. for Wells Fargo Advisors (registered 2023-09-28)
Form ADVobserved 3 days ago