DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Samantha Nicole Winner
Feed of 09/14/2026
Also filed as Samantha Devita
At current firm
0 y
since Jun 11, 2026
In the industry
14 y
since Mar 21, 2012 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Enterprise, LLC BD affiliated currentsince Jun 11, 2026 · Plain City, Oh
- Raymond James Financial Services Advisors, Inc BD affiliatedApr 11, 2024 to Jun 1, 2026 · Urbana, Oh
- Wells Fargo Advisors wirehouseSep 28, 2023 to Apr 19, 2024 · Dublin, Oh
- UBS Financial Services Inc. wirehouseNov 10, 2021 to Sep 25, 2023 · Miamisburg, Oh
- Wells Fargo Advisors wirehouseSep 20, 2019 to Nov 9, 2021 · Miamisburg, Oh
- UBS Financial Services Inc. wirehouseOct 27, 2017 to Sep 10, 2019 · Miamisburg, Oh
- J.P. Morgan Securities LLC wirehouseJun 22, 2017 to Sep 5, 2017 · Columbus, Oh
- Morgan Stanley wirehouseFeb 5, 2016 to Jun 8, 2017 · Columbus, Oh
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 6, 2015 to Jan 26, 2016 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- Raymond James Financial Services Advisors, Inc to LPL Enterprise, LLCleft Jun 1, 2026, registered Jun 11, 2026 (10 days) · Affiliated broker-dealer or bank to another
- Wells Fargo Advisors to Raymond James Financial Services Advisors, Incleft Apr 19, 2024, registered Apr 11, 2024 (-8 days) · Wirehouse to affiliated broker-dealer or bank
- UBS Financial Services Inc. to Wells Fargo Advisorsleft Sep 25, 2023, registered Sep 28, 2023 (3 days) · Wirehouse to wirehouse
- Wells Fargo Advisors to UBS Financial Services Inc.left Nov 9, 2021, registered Nov 10, 2021 (1 days) · Wirehouse to wirehouse
- UBS Financial Services Inc. to Wells Fargo Advisorsleft Sep 10, 2019, registered Sep 20, 2019 (10 days) · Wirehouse to wirehouse · moved with a team
- J.P. Morgan Securities LLC to UBS Financial Services Inc.left Sep 5, 2017, registered Oct 27, 2017 (52 days) · Wirehouse to wirehouse
- Morgan Stanley to J.P. Morgan Securities LLCleft Jun 8, 2017, registered Jun 22, 2017 (14 days) · Wirehouse to wirehouse
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Morgan Stanleyleft Jan 26, 2016, registered Feb 5, 2016 (10 days) · Wirehouse to wirehouse
Signals
- Samantha Nicole Winner left Raymond James Financial Services Advisors, Inc for Lpl Enterprise, Llc (registered 2026-06-11)Jun 1, 2026 · Advisor changed firm · fact
- Samantha Nicole Winner left Wells Fargo Advisors for Raymond James Financial Services Advisors, Inc (registered 2024-04-11)Apr 19, 2024 · Advisor changed firm · fact
- Samantha Nicole Winner left Ubs Financial Services Inc. for Wells Fargo Advisors (registered 2023-09-28)Sep 25, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address