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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

ANDREW SCOTT COOMES

Advisor at STRATEGIC ADVISERS LLC

WESTLAKE VILLAGE, CA | THOUSAND OAKS, CA

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Search this name across graphsid dfx:ria:aa8d67a4-f146-1c24-41cf-e9675258dd5f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Sep 10, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 7, 2018
First registration: Sep 10, 2018
Dual registered: yes, broker-dealer
Other names: Andrew Scott Coomes|ANDREW COOMES
IAPD individual key: 6884393

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	WESTLAKE VILLAGE, CA\|THOUSAND OAKS, CA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	May 23, 2024	Mar 31, 2025	no	THOUSAND OAKS, CA	Previous registration
EDWARD JONES	National bd RIA	Nov 17, 2022	May 10, 2024	no	Westlake Village, CA\|ST LOUIS, MO\|ST LOUIS, MO\|Westlake Village, CA\|ST. LOUIS, MO\|Westlake Village, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 15, 2022	Jul 27, 2022	no	AGOURA HILLS, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 10, 2018	May 31, 2022	no	AGOURA, CA\|WESTLAKE VILLAGE, CA\|WESTLAKE VILLAGE, CA\|MOORPARK, CA\|SIMI VALLEY, CA\|SIMI VALLEY, CA\|LOS ANGELES, CA\|SANTA CLARITA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
EDWARD JONES	FIDELITY PERSONAL AND WORKPLACE ADVISORS	May 10, 2024	May 23, 2024	13	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	EDWARD JONES	Jul 27, 2022	Nov 17, 2022	113	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	May 31, 2022	Jun 15, 2022	15	Firm change	Wirehouse to wirehouse

Relationships

Registered with (5)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
May 23, 2024 to Mar 31, 2025factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Nov 17, 2022 to May 10, 2024factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 15, 2022 to Jul 27, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 10, 2018 to May 31, 2022factForm ADV

Dated events

Occurred
May 10, 2024
Advisor changed firm
Andrew Scott Coomes left Edward Jones for Fidelity Personal And Workplace Advisors (registered 2024-05-23)
Form ADVobserved 4 days ago
Occurred
Jul 27, 2022
Advisor changed firm
Andrew Scott Coomes left Wells Fargo Advisors for Edward Jones (registered 2022-11-17)
Form ADVobserved 4 days ago
Occurred
May 31, 2022
Advisor changed firm
Andrew Scott Coomes left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Wells Fargo Advisors (registered 2022-06-15)
Form ADVobserved 4 days ago