DFX Intelligence
Reading the graph
Reading the graph
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Advisor at K•• I••••••••• S••••••• L••
BROOKLYN, OH | WARSAW, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K•• I••••••••• S••••••• L•• | Bd affiliated wealth | Jan 9, 2006 | n/a | yes | WARSAW, IN|BROOKLYN, OH | Current employment |
| K•••••• C•••••• M•••••• I••• | n/a | Oct 25, 2005 | Dec 31, 2005 | no | MISHAWAKA, IN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K•••••• C•••••• M•••••• I••• | K•• I••••••••• S••••••• L•• | Dec 31, 2005 | Jan 9, 2006 | 9 | Bulk transfer | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | K•••••• C•••••• M•••••• I••• | Sep 17, 2004 | Oct 25, 2005 |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Nov 26, 2003 | Sep 17, 2004 | no | WARSAW, IN | Previous registration |
| K•••••• C•••••• M•••••• I••• | n/a | Jan 1, 2001 | Nov 26, 2003 | no | WARSAW, IN | Previous registration |
| 403 |
| Firm change after gap |
| Other |
| K•••••• C•••••• M•••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Nov 26, 2003 | Nov 26, 2003 | 0 | Firm change | Other |