DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew Scott Lewis
Feed of 09/14/2026
Also filed as Andy Lewis
At current firm
20 y
since Jan 9, 2006
In the industry
34 y
since Nov 22, 1991 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Key Investment Services LLC BD affiliated currentsince Jan 9, 2006 · Warsaw, In
- Keybanc Capital Markets Inc. unclassifiedOct 25, 2005 to Dec 31, 2005 · Mishawaka, In
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 26, 2003 to Sep 17, 2004 · Warsaw, In
- Keybanc Capital Markets Inc. unclassifiedJan 1, 2001 to Nov 26, 2003 · Warsaw, In
Moves
a registration end followed by a registration begin elsewhere
- Keybanc Capital Markets Inc. to Key Investment Services LLCleft Dec 31, 2005, registered Jan 9, 2006 (9 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Keybanc Capital Markets Inc.left Sep 17, 2004, registered Oct 25, 2005 (403 days) · Other
- Keybanc Capital Markets Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Nov 26, 2003, registered Nov 26, 2003 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address